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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
176
PUT
DELISTED
Raytheon Company
RTN
$15.3M 0.11%
78,100
-1,200
-2% -$222K
ORCL icon
177
CALL
Oracle
ORCL
$432B
$15.3M 0.11%
278,400
+20,700
+8% +$1.14M
BA icon
178
CALL
Boeing
BA
$182B
$15.3M 0.11%
40,200
+11,700
+41% +$4.18M
PSA icon
179
PUT
Public Storage
PSA
$60.5B
$15.2M 0.1%
62,100
+19,300
+45% +$4.85M
MRK icon
180
CALL
Merck
MRK
$325B
$15.2M 0.1%
189,583
+16,873
+10% +$1.35M
DUK icon
181
PUT
Duke Energy
DUK
$96.1B
$15.2M 0.1%
158,100
+18,600
+13% +$1.69M
XLY icon
182
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$15.1M 0.1%
250,000
– –
XOM icon
183
ExxonMobil
XOM
$654B
$15M 0.1%
212,867
-55,478
-21% -$4.01M
BABA icon
184
CALL
Alibaba
BABA
$299B
$15M 0.1%
89,600
+47,800
+114% +$8.21M
ZTS icon
185
PUT
Zoetis
ZTS
$30.3B
$14.9M 0.1%
119,600
+26,500
+28% +$3.2M
BSX icon
186
PUT
Boston Scientific
BSX
$73.2B
$14.8M 0.1%
363,600
+138,000
+61% +$5.85M
BDX icon
187
PUT
Becton Dickinson
BDX
$48.7B
$14.8M 0.1%
59,860
+20,192
+51% +$4.98M
D icon
188
PUT
Dominion Energy
D
$59.9B
$14.7M 0.1%
181,700
+45,800
+34% +$3.54M
NEM icon
189
PUT
Newmont
NEM
$125B
$14.6M 0.1%
385,200
+195,600
+103% +$7.6M
WMT icon
190
CALL
Walmart Inc
WMT
$911B
$14.6M 0.1%
369,000
+58,200
+19% +$2.2M
SPG icon
191
PUT
Simon Property Group
SPG
$71B
$14.5M 0.1%
93,000
+13,200
+17% +$2.05M
ALL icon
192
PUT
Allstate
ALL
$66.6B
$14.4M 0.1%
132,700
+20,700
+18% +$2.16M
PRU icon
193
PUT
Prudential Financial
PRU
$42B
$14.4M 0.1%
160,100
+30,600
+24% +$2.77M
DAL icon
194
PUT
Delta Air Lines
DAL
$59.1B
$14.4M 0.1%
249,900
+60,000
+32% +$3.55M
TGT icon
195
PUT
Target
TGT
$69.2B
$14.3M 0.1%
134,200
+25,300
+23% +$2.41M
HON icon
196
CALL
Honeywell
HON
$72.8B
$14.3M 0.1%
89,867
+28,329
+46% +$4.51M
FDX icon
197
PUT
FedEx
FDX
$76.8B
$14.3M 0.1%
98,400
-1,300
-1% -$210K
WBA
198
PUT
DELISTED
Walgreens Boots Alliance
WBA
$14.3M 0.1%
257,700
-8,600
-3% -$461K
MPC icon
199
PUT
Marathon Petroleum
MPC
$95.3B
$14.1M 0.1%
232,900
+75,300
+48% +$3.97M
NKE icon
200
CALL
Nike
NKE
$60.5B
$14.1M 0.1%
150,000
+33,000
+28% +$2.83M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.