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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$8.76B
AUM Growth
+$2.25B
Cap. Flow
-$384M
Cap. Flow %
-4.38%
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$30.8M
2
SO icon
Southern Company
SO
+$27.6M
3
DNB
Dun & Bradstreet
DNB
+$23.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$15.3M

Top Sells

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.9M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$58.3M
3
COL
Rockwell Collins
COL
+$43.7M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$27.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$27.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.63%
2 Financials 1.46%
3 Consumer Discretionary 0.99%
4 Healthcare 0.98%
5 Technology 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
176
Intel
INTC
$650B
$6.09M 0.07%
128,783
+62,881
+95% +$3.06M
NXPI icon
177
CALL
NXP Semiconductors
NXPI
$60B
$6.07M 0.07%
71,000
– –
KS
178
DELISTED
KapStone Paper and Pack Corp.
KS
$6.07M 0.07%
178,951
+31,364
+21% +$1.08M
NOC icon
179
PUT
Northrop Grumman
NOC
$72.5B
$6M 0.07%
18,900
+14,400
+320% +$4.39M
GDX icon
180
PUT
VanEck Gold Miners ETF
GDX
$27.6B
$5.98M 0.07%
+322,900
New +$6.45M
MA icon
181
CALL
Mastercard
MA
$497B
$5.97M 0.07%
26,800
+25,300
+1,687% +$5.28M
CAT icon
182
CALL
Caterpillar
CAT
$378B
$5.87M 0.07%
38,500
+35,300
+1,103% +$4.99M
XOM icon
183
CALL
ExxonMobil
XOM
$660B
$5.82M 0.07%
68,400
+51,000
+293% +$4.17M
PNC icon
184
PUT
PNC Financial Services
PNC
$90B
$5.8M 0.07%
42,600
+28,100
+194% +$3.99M
MDLZ icon
185
PUT
Mondelez International
MDLZ
$76.9B
$5.68M 0.06%
132,300
+78,800
+147% +$3.36M
NEE icon
186
PUT
NextEra Energy
NEE
$159B
$5.65M 0.06%
134,800
+56,800
+73% +$2.42M
ELV icon
187
PUT
Elevance Health
ELV
$85.9B
$5.62M 0.06%
20,500
+15,300
+294% +$3.97M
ILMN icon
188
PUT
Illumina
ILMN
$40.8B
$5.62M 0.06%
15,728
+13,980
+800% +$4.48M
MU icon
189
PUT
Micron Technology
MU
$1.22T
$5.45M 0.06%
120,500
+82,600
+218% +$4.17M
ORCL icon
190
CALL
Oracle
ORCL
$415B
$5.39M 0.06%
104,500
+100,200
+2,330% +$4.87M
RTN
191
PUT
DELISTED
Raytheon Company
RTN
$5.33M 0.06%
25,800
+15,400
+148% +$3.07M
VTRS icon
192
PUT
Viatris
VTRS
$20.5B
$5.33M 0.06%
+145,500
New +$5.46M
RH icon
193
PUT
RH
RH
$2.35B
$5.28M 0.06%
40,300
– –
INTC icon
194
CALL
Intel
INTC
$650B
$5.27M 0.06%
111,500
+88,100
+376% +$4.29M
GOOG icon
195
Alphabet (Google) Class C
GOOG
$4.17T
$5.25M 0.06%
88,040
-315,680
-78% -$18.9M
ABT icon
196
PUT
Abbott
ABT
$175B
$5.23M 0.06%
71,300
+21,800
+44% +$1.43M
GILD icon
197
CALL
Gilead Sciences
GILD
$187B
$5.21M 0.06%
67,500
+63,800
+1,724% +$4.82M
EMR icon
198
CALL
Emerson Electric
EMR
$88.3B
$5.21M 0.06%
68,000
+61,300
+915% +$4.52M
TJX icon
199
PUT
TJX Companies
TJX
$143B
$5.17M 0.06%
92,400
+67,200
+267% +$3.45M
MRVL icon
200
CALL
Marvell Technology
MRVL
$235B
$5.16M 0.06%
+267,500
New +$5.5M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $384M in Q3 2018, closing 104 positions and reducing 164 holdings. Its most notable exit was Altaba Inc, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 88% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in Dun & Bradstreet worth $24.2M.

  • Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
  • Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
  • Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
  • Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
  • Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
  • Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.

Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.