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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+2.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.76B
AUM Growth
+$2.25B
(+34%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
23.85%
Top 10 Holdings %
Top 10 Hldgs %
40.08%
Holding
1,386
New
701
Increased
389
Reduced
164
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$30.8M |
| 2 |
Southern Company
SO
|
+$27.6M |
| 3 |
DNB
Dun & Bradstreet
DNB
|
+$23.1M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$16.7M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$15.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AABA
Altaba Inc
AABA
|
+$60.9M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$58.3M |
| 3 |
COL
Rockwell Collins
COL
|
+$43.7M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$27.6M |
| 5 |
iShares China Large-Cap ETF
FXI
|
+$27.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 1.38% |
| 2 | Consumer Discretionary | 0.94% |
| 3 | Healthcare | 0.94% |
| 4 | Technology | 0.79% |
| 5 | Communication Services | 0.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Intel
INTC
$493B
| $6.09M | 0.07% |
128,783
+62,881
| +95% | +$3.06M |
|
177
CALL
NXP Semiconductors
NXPI
$59.6B
| $6.07M | 0.07% |
71,000
| – | – |
|
|
KS
178
DELISTED
KapStone Paper and Pack Corp.
KS
| $6.07M | 0.07% |
178,951
+31,364
| +21% | +$1.08M |
|
179
PUT
Northrop Grumman
NOC
$81.8B
| $6M | 0.07% |
18,900
+14,400
| +320% | +$4.39M |
|
180
PUT
VanEck Gold Miners ETF
GDX
$27.5B
| $5.98M | 0.07% |
+322,900
| New | +$6.45M |
|
181
CALL
Mastercard
MA
$492B
| $5.97M | 0.07% |
26,800
+25,300
| +1,687% | +$5.28M |
|
182
CALL
Caterpillar
CAT
$388B
| $5.87M | 0.07% |
38,500
+35,300
| +1,103% | +$4.99M |
|
183
CALL
ExxonMobil
XOM
$657B
| $5.82M | 0.07% |
68,400
+51,000
| +293% | +$4.17M |
|
184
PUT
PNC Financial Services
PNC
$101B
| $5.8M | 0.07% |
42,600
+28,100
| +194% | +$3.99M |
|
185
PUT
Mondelez International
MDLZ
$78.9B
| $5.68M | 0.06% |
132,300
+78,800
| +147% | +$3.36M |
|
186
PUT
NextEra Energy
NEE
$179B
| $5.65M | 0.06% |
134,800
+56,800
| +73% | +$2.42M |
|
187
PUT
Elevance Health
ELV
$84.7B
| $5.62M | 0.06% |
20,500
+15,300
| +294% | +$3.97M |
|
188
PUT
Illumina
ILMN
$29.1B
| $5.62M | 0.06% |
15,728
+13,980
| +800% | +$4.48M |
|
189
PUT
Micron Technology
MU
$981B
| $5.45M | 0.06% |
120,500
+82,600
| +218% | +$4.17M |
|
190
CALL
Oracle
ORCL
$419B
| $5.39M | 0.06% |
104,500
+100,200
| +2,330% | +$4.87M |
|
|
RTN
191
PUT
DELISTED
Raytheon Company
RTN
| $5.33M | 0.06% |
25,800
+15,400
| +148% | +$3.07M |
|
192
PUT
Viatris
VTRS
$18.7B
| $5.33M | 0.06% |
+145,500
| New | +$5.46M |
|
193
PUT
RH
RH
$3.46B
| $5.28M | 0.06% |
40,300
| – | – |
|
|
194
CALL
Intel
INTC
$493B
| $5.27M | 0.06% |
111,500
+88,100
| +376% | +$4.29M |
|
195
Alphabet (Google) Class C
GOOG
$4.19T
| $5.25M | 0.06% |
88,040
-315,680
| -78% | -$18.9M |
|
196
PUT
Abbott
ABT
$190B
| $5.23M | 0.06% |
71,300
+21,800
| +44% | +$1.43M |
|
197
CALL
Gilead Sciences
GILD
$168B
| $5.21M | 0.06% |
67,500
+63,800
| +1,724% | +$4.82M |
|
198
CALL
Emerson Electric
EMR
$91.7B
| $5.21M | 0.06% |
68,000
+61,300
| +915% | +$4.52M |
|
199
PUT
TJX Companies
TJX
$172B
| $5.17M | 0.06% |
92,400
+67,200
| +267% | +$3.45M |
|
200
CALL
Marvell Technology
MRVL
$191B
| $5.16M | 0.06% |
+267,500
| New | +$5.5M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2018 Portfolio in Review
As of Q3 2018, Capstone Investment Advisors held 1,386 positions worth $8.76B, up 34% from $6.52B the previous quarter. Its ten largest holdings account for 40% of the portfolio.
Capstone Investment Advisors deployed $2.09B of net new capital in Q3 2018, opening 701 new positions and adding to 389 existing holdings. Its largest new stake was Dun & Bradstreet: 170,069 shares worth $24.2M.
By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.7% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $58.3M trimmed.
- Capstone Investment Advisors's largest Q3 2018 buy was Dun & Bradstreet: 170,069 shares worth $24.2M.
- Capstone Investment Advisors added most to Amazon in Q3 2018, an estimated $30.8M increase.
- Capstone Investment Advisors's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $58.3M.
- Capstone Investment Advisors fully exited Altaba Inc in Q3 2018, selling an estimated $60.9M.
- Capstone Investment Advisors's ten largest holdings make up 40% of its $8.76B portfolio in Q3 2018.
- Capstone Investment Advisors opened 701 new positions and closed 104 in Q3 2018.
- Capstone Investment Advisors's portfolio value rose 34% quarter-over-quarter to $8.76B.
Based on Capstone Investment Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.