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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
176
Live Nation Entertainment
LYV
$39.8B
$2.72M 0.06%
+99,000
New +$2.58M
XLF icon
177
CALL
State Street Financial Select Sector SPDR ETF
XLF
$52.6B
$2.72M 0.06%
140,800
+48,187
+52% +$994K
SHW icon
178
Sherwin-Williams
SHW
$79.9B
$2.71M 0.06%
29,400
+14,646
+99% +$1.42M
NDSN icon
179
Nordson
NDSN
$18.1B
$2.7M 0.06%
27,100
-43,500
-62% -$4.04M
ORI icon
180
Old Republic International
ORI
$9.11B
$2.69M 0.06%
152,696
+123,296
+419% +$2.35M
DFS
181
DELISTED
Discover Financial Services
DFS
$2.66M 0.06%
+46,969
New +$2.69M
BABA icon
182
CALL
Alibaba
BABA
$273B
$2.64M 0.06%
+25,000
New +$2.32M
FGL
183
CALL
DELISTED
Fidelity & Guaranty Life
FGL
$2.58M 0.06%
111,500
+36,500
+49% +$838K
TTE icon
184
TotalEnergies
TTE
$201B
$2.57M 0.06%
+54,299
New +$2.6M
AET
185
DELISTED
Aetna Inc
AET
$2.57M 0.06%
+22,261
New +$2.61M
N
186
CALL
DELISTED
Netsuite Inc
N
$2.53M 0.06%
+22,900
New +$2.31M
COO icon
187
Cooper Companies
COO
$10.5B
$2.52M 0.06%
+56,204
New +$2.56M
URI icon
188
United Rentals
URI
$65.2B
$2.51M 0.06%
+32,000
New +$2.45M
ADBE icon
189
Adobe
ADBE
$93.6B
$2.5M 0.05%
+23,022
New +$2.31M
ECL icon
190
Ecolab
ECL
$78.3B
$2.49M 0.05%
20,450
+15,550
+317% +$1.88M
CELG
191
DELISTED
Celgene Corp
CELG
$2.48M 0.05%
23,700
+8,200
+53% +$887K
VRTX icon
192
Vertex Pharmaceuticals
VRTX
$133B
$2.47M 0.05%
+28,284
New +$2.67M
RPM icon
193
RPM International
RPM
$12.8B
$2.46M 0.05%
45,818
+31,429
+218% +$1.67M
FBIN icon
194
Fortune Brands Innovations
FBIN
$4.7B
$2.46M 0.05%
+49,490
New +$2.59M
WR
195
DELISTED
Westar Energy Inc
WR
$2.42M 0.05%
42,725
-175,000
-80% -$9.68M
DELL icon
196
Dell
DELL
$358B
$2.39M 0.05%
+178,162
New +$2.42M
IDXX icon
197
Idexx Laboratories
IDXX
$40.9B
$2.37M 0.05%
21,060
+1,192
+6% +$126K
XPO icon
198
XPO
XPO
$20.3B
$2.37M 0.05%
+186,787
New +$2.11M
ACM icon
199
Aecom
ACM
$7.84B
$2.33M 0.05%
+78,428
New +$2.53M
RMD icon
200
ResMed
RMD
$32B
$2.33M 0.05%
+35,900
New +$2.39M
6 7
8
9 10

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.