We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.98B
AUM Growth
-$1.89B
Cap. Flow
+$392M
Cap. Flow %
5.61%
Top 10 Hldgs %
50.06%
Holding
502
New
77
Increased
72
Reduced
137
Closed
180

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$504M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$66.3M
3
CFN
CAREFUSION CORPORATION
CFN
+$45.3M
4
ROC
ROCKWOOD HLDGS INC
ROC
+$44.6M
5
AGN
Allergan Inc
AGN
+$43.4M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$107M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$78.6M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$53M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$42.7M
5
DG icon
Dollar General
DG
+$30.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.24%
2 Technology 3.98%
3 Healthcare 2.28%
4 Consumer Discretionary 2.03%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPHD
176
DELISTED
Cepheid Inc
CPHD
$2.12M 0.03%
39,100
+19,000
+95% +$961K
HLF icon
177
CALL
Herbalife
HLF
$1.32B
$2.05M 0.03%
109,000
-730,200
-87% -$15.6M
SINA
178
CALL
DELISTED
Sina Corp
SINA
$2.05M 0.03%
54,700
-92,000
-63% -$3.57M
SINA
179
PUT
DELISTED
Sina Corp
SINA
$2.04M 0.03%
54,500
-349,200
-86% -$13.6M
KO icon
180
PUT
Coca-Cola
KO
$378B
$2.02M 0.03%
47,900
-399,300
-89% -$17.1M
ODP
181
CALL
DELISTED
ODP
ODP
$2M 0.03%
+23,350
New +$1.49M
MRVL icon
182
CALL
Marvell Technology
MRVL
$235B
$1.93M 0.03%
+133,100
New +$1.81M
MCD icon
183
PUT
McDonald's
MCD
$167B
$1.87M 0.03%
20,000
-60,300
-75% -$5.64M
HOS
184
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.78M 0.03%
+71,300
New +$1.96M
GOOG icon
185
PUT
Alphabet (Google) Class C
GOOG
$4.17T
$1.75M 0.03%
66,181
-1,022,801
-94% -$27.4M
SFLY
186
DELISTED
Shutterfly, Inc.
SFLY
$1.71M 0.02%
40,989
-15,614
-28% -$665K
SBUX icon
187
PUT
Starbucks
SBUX
$108B
$1.64M 0.02%
40,000
-195,800
-83% -$7.65M
VOLC
188
CALL
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$1.5M 0.02%
+84,200
New +$1.01M
JPM icon
189
PUT
JPMorgan Chase
JPM
$912B
$1.5M 0.02%
24,000
-289,400
-92% -$17.4M
C icon
190
Citigroup
C
$225B
$1.5M 0.02%
+27,668
New +$1.47M
C icon
191
PUT
Citigroup
C
$225B
$1.49M 0.02%
27,500
-176,900
-87% -$9.39M
VER
192
PUT
DELISTED
VEREIT, Inc.
VER
$1.44M 0.02%
+31,860
New +$1.56M
NEM icon
193
CALL
Newmont
NEM
$128B
$1.42M 0.02%
75,000
– –
NEM icon
194
PUT
Newmont
NEM
$128B
$1.42M 0.02%
75,000
– –
TWTR
195
DELISTED
Twitter, Inc.
TWTR
$1.4M 0.02%
38,951
-75,461
-66% -$3.21M
MRK icon
196
PUT
Merck
MRK
$367B
$1.33M 0.02%
24,523
– –
MRVL icon
197
PUT
Marvell Technology
MRVL
$235B
$1.32M 0.02%
+91,300
New +$1.24M
HCA icon
198
CALL
HCA Healthcare
HCA
$94.3B
$1.32M 0.02%
18,000
– –
BRSL
199
CALL
Brightstar Lottery PLC
BRSL
$1.82B
$1.3M 0.02%
75,400
-107,200
-59% -$1.8M
APD icon
200
CALL
Air Products & Chemicals
APD
$62.7B
$1.3M 0.02%
9,729
-557,796
-98% -$70.6M
6 7
8
9 10

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Investment Advisors held 502 positions worth $6.98B, down 21% from $8.87B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Capstone Investment Advisors deployed $392M of net new capital in Q4 2014, opening 77 new positions and adding to 72 existing holdings. Its largest new stake was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 89% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was COVIDIEN PLC COM SHS NEW (IRELAND), an estimated $42.7M trimmed.

  • Capstone Investment Advisors's largest Q4 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $504M increase.
  • Capstone Investment Advisors's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $42.7M.
  • Capstone Investment Advisors fully exited iShares MSCI Emerging Markets ETF in Q4 2014, selling an estimated $107M.
  • Capstone Investment Advisors's ten largest holdings make up 50% of its $6.98B portfolio in Q4 2014.
  • Capstone Investment Advisors opened 77 new positions and closed 180 in Q4 2014.
  • Capstone Investment Advisors's portfolio value fell 21% quarter-over-quarter to $6.98B.

Based on Capstone Investment Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.