We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
176
PUT
iShares MSCI Japan ETF
EWJ
$23.5B
$5.75M 0.06%
+120,600
New +$5.58M
HIG icon
177
CALL
Hartford Financial Services
HIG
$33.7B
$5.74M 0.06%
184,600
+124,600
+208% +$3.89M
LRCX icon
178
CALL
Lam Research
LRCX
$394B
$5.63M 0.06%
+1,100,000
New +$5.38M
LRCX icon
179
PUT
Lam Research
LRCX
$394B
$5.63M 0.06%
+1,100,000
New +$5.38M
PBR icon
180
PUT
Petrobras
PBR
$131B
$5.61M 0.06%
362,200
– –
TDC icon
181
CALL
Teradata
TDC
$2.69B
$5.54M 0.06%
+100,000
New +$5.87M
TDC icon
182
PUT
Teradata
TDC
$2.69B
$5.54M 0.06%
+100,000
New +$5.87M
HP icon
183
CALL
Helmerich & Payne
HP
$3.85B
$5.52M 0.06%
+80,000
New +$5.28M
HP icon
184
PUT
Helmerich & Payne
HP
$3.85B
$5.52M 0.06%
+80,000
New +$5.28M
ADT
185
DELISTED
ADT Corp
ADT
$5.42M 0.05%
133,300
+39,450
+42% +$1.62M
BLK icon
186
CALL
Blackrock
BLK
$168B
$5.41M 0.05%
+20,000
New +$5.43M
BLK icon
187
PUT
Blackrock
BLK
$168B
$5.41M 0.05%
+20,000
New +$5.43M
KO icon
188
Coca-Cola
KO
$378B
$5.29M 0.05%
139,552
-16,108
-10% -$637K
FCX icon
189
Freeport-McMoran
FCX
$104B
$5.28M 0.05%
159,708
+86,699
+119% +$2.65M
V icon
190
PUT
Visa
V
$690B
$5.27M 0.05%
110,400
-34,800
-24% -$1.61M
SRPT icon
191
CALL
Sarepta Therapeutics
SRPT
$1.97B
$5.22M 0.05%
110,500
-127,600
-54% -$4.91M
DIS icon
192
Walt Disney
DIS
$183B
$5.17M 0.05%
80,199
+54,889
+217% +$3.52M
MAKO
193
DELISTED
MAKO SURGICAL CORP COM
MAKO
$5.16M 0.05%
+175,000
New +$2.67M
LCC
194
CALL
DELISTED
US AIRWAYS GROUP INC.
LCC
$5.13M 0.05%
270,700
+180,100
+199% +$3.19M
UNP icon
195
PUT
Union Pacific
UNP
$163B
$5.06M 0.05%
+65,200
New +$5.15M
TDC icon
196
Teradata
TDC
$2.69B
$5.06M 0.05%
+91,207
New +$5.36M
NKE icon
197
PUT
Nike
NKE
$53B
$5.05M 0.05%
139,200
-189,200
-58% -$6.18M
MESG
198
DELISTED
XURA INC COM (DE)
MESG
$5.01M 0.05%
156,935
+1,300
+0.8% +$40.5K
SWKS icon
199
CALL
Skyworks Solutions
SWKS
$13.4B
$4.97M 0.05%
200,000
– –
IRM icon
200
CALL
Iron Mountain
IRM
$33.2B
$4.88M 0.05%
195,409
+117,180
+150% +$2.98M
6 7
8
9 10

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.