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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
1951
PUT
DELISTED
CIMAREX ENERGY CO
XEC
– –
-23,700
Closed -$889K
ALUS
1952
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-250,000
Closed -$2.52M
LEAF
1953
DELISTED
Leaf Group Ltd.
LEAF
– –
-14,099
Closed -$66K
RNET
1954
DELISTED
RigNet, Inc.
RNET
– –
-11,810
Closed -$70K
SMTX
1955
DELISTED
SMTC Corporation
SMTX
– –
-14,307
Closed -$71K
QEP
1956
DELISTED
QEP RESOURCES, INC.
QEP
– –
-137,083
Closed -$328K
ACIA
1957
DELISTED
Acacia Communications Inc
ACIA
– –
-61,202
Closed -$4.46M
ZAGG
1958
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-34,504
Closed -$144K
CBMG
1959
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
– –
-13,564
Closed -$249K
VRTU
1960
DELISTED
Virtusa Corporation
VRTU
– –
-87,987
Closed -$4.5M
EIGI
1961
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-304,735
Closed -$2.88M
CLCT
1962
DELISTED
Collectors Universe
CLCT
– –
-20,414
Closed -$1.54M
CXO
1963
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-33,000
Closed -$1.93M
CXO
1964
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-33,369
Closed -$1.95M
CXO
1965
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-94,900
Closed -$5.54M
FIT
1966
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-41,200
Closed -$280K
FIT
1967
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-436,271
Closed -$2.97M
PE
1968
DELISTED
PARSLEY ENERGY INC
PE
– –
-17,793
Closed -$253K
TIF
1969
CALL
DELISTED
Tiffany & Co.
TIF
– –
-13,300
Closed -$1.75M
TIF
1970
DELISTED
Tiffany & Co.
TIF
– –
-47,248
Closed -$6.21M
TIF
1971
PUT
DELISTED
Tiffany & Co.
TIF
– –
-20,900
Closed -$2.75M
BMY.RT
1972
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-5,929,177
Closed -$4.09M
NGHC
1973
CALL
DELISTED
National General Holdings Corp
NGHC
– –
-63,000
Closed -$2.15M
GNCA
1974
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-27,818
Closed -$67K
WPG
1975
DELISTED
Washington Prime Group Inc.
WPG
– –
-15,996
Closed -$104K
76 77 78
79
80

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.