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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRNS
1926
Barinthus Biotherapeutics
BRNS
$23.5M
– –
-10,000
Closed -$168K
BZ icon
1927
Kanzhun
BZ
$7.49B
– –
-15,000
Closed -$595K
CE icon
1928
Celanese
CE
$4.92B
– –
-3,522
Closed -$542K
CFLT
1929
DELISTED
Confluent
CFLT
– –
-20,000
Closed -$950K
CGC
1930
Canopy Growth
CGC
$422M
– –
-2,255
Closed -$545K
CPNG icon
1931
Coupang
CPNG
$29.7B
$0 ﹤0.01%
+11
New +$380
CWB icon
1932
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-27,200
Closed -$2.36M
CXM icon
1933
Sprinklr
CXM
$1.61B
– –
-45,000
Closed -$927K
DLO icon
1934
dLocal
DLO
$4.15B
– –
-10,000
Closed -$525K
DOCS icon
1935
Doximity
DOCS
$4.65B
– –
-30,000
Closed -$1.75M
EW icon
1936
Edwards Lifesciences
EW
$54B
– –
-1,416
Closed -$162K
EWY icon
1937
iShares MSCI South Korea ETF
EWY
$25.9B
$0 ﹤0.01%
1
– –
FA icon
1938
First Advantage
FA
$3.64B
– –
-35,000
Closed -$697K
FIGS icon
1939
FIGS
FIGS
$2.37B
– –
-20,000
Closed -$1M
FTCI icon
1940
FTC Solar
FTCI
$44.3M
– –
-10,000
Closed -$1.33M
FTV icon
1941
Fortive
FTV
$18.6B
– –
-4,122
Closed -$226K
GHRS icon
1942
GH Research
GHRS
$2B
– –
-10,000
Closed -$217K
GLBE icon
1943
Global E Online
GLBE
$6.86B
– –
-20,000
Closed -$1.14M
HNST icon
1944
The Honest Company
HNST
$559M
– –
-10,000
Closed -$162K
HOWL icon
1945
Werewolf Therapeutics
HOWL
$18.6M
– –
-10,000
Closed -$174K
HYD icon
1946
VanEck High Yield Muni ETF
HYD
$4.4B
– –
-16,700
Closed -$1.06M
HYG icon
1947
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-22,774
Closed -$2M
HYS icon
1948
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-71,800
Closed -$7.18M
IBB icon
1949
iShares Biotechnology ETF
IBB
$9.81B
$0 ﹤0.01%
3
– –
IBKR icon
1950
Interactive Brokers
IBKR
$40.7B
– –
-284,988
Closed -$4.68M
76 77
78
79 80

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.