We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
-$419M
Cap. Flow %
-0.83%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.25%
2 Technology 2.09%
3 Communication Services 1.07%
4 Industrials 0.84%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRNS
1926
DELISTED
Barinthus Biotherapeutics
BRNS
– –
-10,000
Closed -$168K
BZ icon
1927
Kanzhun
BZ
$6.18B
– –
-15,000
Closed -$595K
CE icon
1928
Celanese
CE
$5.17B
– –
-3,522
Closed -$542K
CFLT
1929
DELISTED
Confluent
CFLT
– –
-20,000
Closed -$950K
CGC
1930
Canopy Growth
CGC
$398M
– –
-2,255
Closed -$545K
CPNG icon
1931
Coupang
CPNG
$24.9B
$0 ﹤0.01%
+11
New +$380
CWB icon
1932
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.62B
– –
-27,200
Closed -$2.36M
CXM icon
1933
Sprinklr
CXM
$1.18B
– –
-45,000
Closed -$927K
DLO icon
1934
dLocal
DLO
$4.14B
– –
-10,000
Closed -$525K
DOCS icon
1935
Doximity
DOCS
$4.7B
– –
-30,000
Closed -$1.75M
EW icon
1936
Edwards Lifesciences
EW
$49.7B
– –
-1,416
Closed -$162K
EWY icon
1937
iShares MSCI South Korea ETF
EWY
$27.4B
$0 ﹤0.01%
1
– –
FA icon
1938
First Advantage
FA
$3.37B
– –
-35,000
Closed -$697K
FIGS icon
1939
FIGS
FIGS
$2.23B
– –
-20,000
Closed -$1M
FTCI icon
1940
FTC Solar
FTCI
$43.9M
– –
-10,000
Closed -$1.33M
FTV icon
1941
Fortive
FTV
$16.9B
– –
-4,122
Closed -$226K
GHRS icon
1942
GH Research
GHRS
$1.64B
– –
-10,000
Closed -$217K
GLBE icon
1943
Global E Online
GLBE
$6.75B
– –
-20,000
Closed -$1.14M
HNST icon
1944
The Honest Company
HNST
$568M
– –
-10,000
Closed -$162K
HOWL icon
1945
Werewolf Therapeutics
HOWL
$46.7M
– –
-10,000
Closed -$174K
HYD icon
1946
VanEck High Yield Muni ETF
HYD
$3.95B
– –
-16,700
Closed -$1.06M
HYG icon
1947
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$14.8B
– –
-22,774
Closed -$2M
HYS icon
1948
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-71,800
Closed -$7.18M
IBB icon
1949
iShares Biotechnology ETF
IBB
$10.8B
$0 ﹤0.01%
3
– –
IBKR icon
1950
Interactive Brokers
IBKR
$40.4B
– –
-284,988
Closed -$4.68M
76 77
78
79 80

Similar funds

New York State Teachers Retirement System (NYSTRS)
New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return
Royal London Asset Management
Royal London Asset Management United Kingdom $54.3B AUM 39.21% 1-Year Est. Return
GQG Partners
GQG Partners Ft. Lauderdale, Florida $53.8B AUM 19.23% 1-Year Est. Return
HF
HRT Financial New York $54.8B AUM 81.03% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
WCM Investment Management
WCM Investment Management Laguna Beach, California $55.2B AUM 57.07% 1-Year Est. Return
Connor, Clark & Lunn Investment Management (CC&L)
Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $52.8B AUM 58.98% 1-Year Est. Return
TCI Fund Management
TCI Fund Management London, United Kingdom $52.8B AUM 12.71% 1-Year Est. Return

Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors's Q3 2021 filing shows 425 new, 941 increased, 307 reduced and 205 closed positions. Its largest new stake was Apple: 453,018 shares worth $64.1M. The largest sale was Slack Technologies, Inc., an estimated $196M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.