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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RADI
1926
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-36,427
Closed -$468K
SURF
1927
DELISTED
Surface Oncology, Inc. Common Stock
SURF
– –
-35,967
Closed -$332K
NUVA
1928
PUT
DELISTED
NuVasive, Inc.
NUVA
– –
-25,000
Closed -$1.41M
ACGN
1929
DELISTED
Aceragen Inc
ACGN
– –
-1,043
Closed -$65K
AJRD
1930
PUT
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-90,000
Closed -$4.76M
TTCF
1931
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-12,292
Closed -$281K
RIDE
1932
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-1,072
Closed -$323K
TA
1933
DELISTED
TravelCenters of America LLC
TA
– –
-6,509
Closed -$212K
SIOX
1934
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-68,481
Closed -$190K
ELVT
1935
DELISTED
Elevate Credit, Inc.
ELVT
– –
-19,621
Closed -$78K
VLDR
1936
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-14,298
Closed -$326K
HYRE
1937
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-12,428
Closed -$89K
OTIC
1938
DELISTED
Otonomy, Inc.
OTIC
– –
-37,812
Closed -$245K
CLVS
1939
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-47,000
Closed -$226K
CLVS
1940
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-120,000
Closed -$576K
ZVO
1941
DELISTED
Zovio Inc. Common Stock
ZVO
– –
-19,758
Closed -$94K
STON
1942
DELISTED
StoneMor Inc.
STON
– –
-53,432
Closed -$141K
IEA
1943
DELISTED
Infrastructure and Energy Alternatives, Inc. Common Stock
IEA
– –
-13,447
Closed -$223K
DRE
1944
DELISTED
Duke Realty Corp.
DRE
– –
-2,355
Closed -$95K
CTXS
1945
DELISTED
Citrix Systems Inc
CTXS
– –
-4,530
Closed -$607K
CDR
1946
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-12,430
Closed -$126K
TLMD
1947
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-37,037
Closed -$290K
ADMS
1948
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-15,248
Closed -$66K
XEC
1949
CALL
DELISTED
CIMAREX ENERGY CO
XEC
– –
-6,500
Closed -$244K
XEC
1950
DELISTED
CIMAREX ENERGY CO
XEC
– –
-21,105
Closed -$792K
76 77
78
79 80

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.