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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$97.1M
Cap. Flow %
0.29%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.33%
2 Technology 2.4%
3 Healthcare 1.02%
4 Communication Services 0.85%
5 Consumer Discretionary 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
1901
Williams Companies
WMB
$84.7B
– –
-241,720
Closed -$5.49M
WRB icon
1902
W.R. Berkley
WRB
$24.8B
– –
-1,429
Closed -$44.1K
WU icon
1903
Western Union
WU
$1.93B
– –
-50,860
Closed -$1.2M
WYNN icon
1904
Wynn Resorts
WYNN
$8.35B
– –
-1,932
Closed -$233K
XEL icon
1905
Xcel Energy
XEL
$43.6B
– –
-2,819
Closed -$178K
XLE icon
1906
CALL
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-394,800
Closed -$7.48M
XLE icon
1907
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-124,332
Closed -$2.36M
XLE icon
1908
PUT
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
– –
-192,200
Closed -$3.64M
XLY icon
1909
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$0 ﹤0.01%
+2
New +$166
XOP icon
1910
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.93B
– –
-100,000
Closed -$5.85M
YCBD icon
1911
cbdMD
YCBD
$5.24M
– –
-89
Closed -$95K
ZBH icon
1912
Zimmer Biomet
ZBH
$17.4B
– –
-122
Closed -$18.9K
GTM
1913
ZoomInfo Technologies
GTM
$1.09B
– –
-15,251
Closed -$736K
DM
1914
DELISTED
Desktop Metal, Inc.
DM
– –
-5,694
Closed -$979K
TFFP
1915
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-589
Closed -$211K
MRO
1916
DELISTED
Marathon Oil Corporation
MRO
– –
-8,659
Closed -$83.6K
SAVE
1917
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-50,000
Closed -$1.22M
FREE
1918
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-26,548
Closed -$289K
CERE
1919
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-11,294
Closed -$187K
SCPX
1920
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
-14
Closed -$308K
PXD
1921
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-41,499
Closed -$5.89M
FUV
1922
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-1,105
Closed -$292K
CPE
1923
DELISTED
Callon Petroleum Company
CPE
– –
-23,074
Closed -$304K
FSR
1924
DELISTED
Fisker Inc.
FSR
– –
-18,758
Closed -$275K
ONCT
1925
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-2,135
Closed -$209K
75 76
77
78 79

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors's Q1 2021 filing shows 405 new, 721 increased, 487 reduced and 425 closed positions. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $251M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.