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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
-$419M
Cap. Flow %
-0.83%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.25%
2 Technology 2.09%
3 Communication Services 1.07%
4 Industrials 0.84%
5 Healthcare 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
1876
Yum! Brands
YUM
$37.8B
$9K ﹤0.01%
+73
New +$9.26K
FZT.WS
1877
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9K ﹤0.01%
10,000
– –
CNP icon
1878
CenterPoint Energy
CNP
$24.3B
$8K ﹤0.01%
+312
New +$7.98K
GD icon
1879
General Dynamics
GD
$91.1B
$8K ﹤0.01%
+43
New +$8.42K
PAYX icon
1880
Paychex
PAYX
$36.1B
$8K ﹤0.01%
+73
New +$8.2K
UHGWW
1881
DELISTED
United Homes Group Warrant
UHGWW
$8K ﹤0.01%
12,500
– –
VEEAW
1882
Veea Inc Warrant
VEEAW
$379K
$8K ﹤0.01%
10,000
– –
PEG icon
1883
Public Service Enterprise Group
PEG
$33.4B
$7K ﹤0.01%
+122
New +$7.62K
RF icon
1884
Regions Financial
RF
$23.5B
$7K ﹤0.01%
328
-34,308
-99% -$683K
RSG icon
1885
Republic Services
RSG
$64.9B
$7K ﹤0.01%
+59
New +$7.06K
IBER.WS
1886
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$7K ﹤0.01%
12,500
– –
GLHAW
1887
DELISTED
Glass Houses Acquisition Corp. Warrant
GLHAW
$7K ﹤0.01%
10,000
– –
MDH.WS
1888
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$7K ﹤0.01%
12,600
– –
AVB
1889
DELISTED
AvalonBay Communities
AVB
$6K ﹤0.01%
+29
New +$6.51K
CMS icon
1890
CMS Energy
CMS
$19.7B
$6K ﹤0.01%
+97
New +$6.05K
DOC icon
1891
Healthpeak Properties
DOC
$14B
$6K ﹤0.01%
+192
New +$6.8K
VMRK
1892
Vivmark Residential
VMRK
$47.6B
$6K ﹤0.01%
+73
New +$6.03K
EXPD icon
1893
Expeditors International
EXPD
$24.4B
$6K ﹤0.01%
+53
New +$6.63K
FE icon
1894
FirstEnergy
FE
$25.1B
$6K ﹤0.01%
+157
New +$5.96K
GRMN
1895
Garmin
GRMN
$56.7B
$6K ﹤0.01%
+36
New +$5.85K
KEY icon
1896
KeyCorp
KEY
$22B
$6K ﹤0.01%
286
-34,890
-99% -$705K
MAA icon
1897
Mid-America Apartment Communities
MAA
$13.7B
$6K ﹤0.01%
+32
New +$6K
STT icon
1898
State Street
STT
$49.8B
$6K ﹤0.01%
+74
New +$6.44K
UDR icon
1899
UDR
UDR
$10.9B
$6K ﹤0.01%
+104
New +$5.56K
AEE icon
1900
Ameren
AEE
$27.5B
$5K ﹤0.01%
65
-6,673
-99% -$569K
74 75
76
77 78

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors's Q3 2021 filing shows 425 new, 941 increased, 307 reduced and 205 closed positions. Its largest new stake was Apple: 453,018 shares worth $64.1M. The largest sale was Slack Technologies, Inc., an estimated $196M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 95% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.