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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
1876
Yum! Brands
YUM
$40.2B
$9K ﹤0.01%
+73
New +$9.26K
FZT.WS
1877
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9K ﹤0.01%
10,000
– –
CNP icon
1878
CenterPoint Energy
CNP
$26.6B
$8K ﹤0.01%
+312
New +$7.98K
GD icon
1879
General Dynamics
GD
$106B
$8K ﹤0.01%
+43
New +$8.42K
PAYX icon
1880
Paychex
PAYX
$42.4B
$8K ﹤0.01%
+73
New +$8.2K
UHGWW
1881
DELISTED
United Homes Group Warrant
UHGWW
$8K ﹤0.01%
12,500
– –
VEEAW
1882
Veea Inc Warrant
VEEAW
$504K
$8K ﹤0.01%
10,000
– –
PEG icon
1883
Public Service Enterprise Group
PEG
$37.8B
$7K ﹤0.01%
+122
New +$7.62K
RF icon
1884
Regions Financial
RF
$26.9B
$7K ﹤0.01%
328
-34,308
-99% -$683K
RSG icon
1885
Republic Services
RSG
$66.2B
$7K ﹤0.01%
+59
New +$7.06K
IBER.WS
1886
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
$7K ﹤0.01%
12,500
– –
GLHAW
1887
DELISTED
Glass Houses Acquisition Corp. Warrant
GLHAW
$7K ﹤0.01%
10,000
– –
MDH.WS
1888
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$7K ﹤0.01%
12,600
– –
AVB icon
1889
AvalonBay Communities
AVB
$25.7B
$6K ﹤0.01%
+29
New +$6.51K
CMS icon
1890
CMS Energy
CMS
$21.9B
$6K ﹤0.01%
+97
New +$6.05K
DOC icon
1891
Healthpeak Properties
DOC
$14.3B
$6K ﹤0.01%
+192
New +$6.8K
EQR icon
1892
Equity Residential
EQR
$24.2B
$6K ﹤0.01%
+73
New +$6.03K
EXPD icon
1893
Expeditors International
EXPD
$23.4B
$6K ﹤0.01%
+53
New +$6.63K
FE icon
1894
FirstEnergy
FE
$27.1B
$6K ﹤0.01%
+157
New +$5.96K
GRMN
1895
Garmin
GRMN
$59.2B
$6K ﹤0.01%
+36
New +$5.85K
KEY icon
1896
KeyCorp
KEY
$24.4B
$6K ﹤0.01%
286
-34,890
-99% -$705K
MAA icon
1897
Mid-America Apartment Communities
MAA
$15.2B
$6K ﹤0.01%
+32
New +$6K
STT icon
1898
State Street
STT
$52.1B
$6K ﹤0.01%
+74
New +$6.44K
UDR icon
1899
UDR
UDR
$11.9B
$6K ﹤0.01%
+104
New +$5.56K
AEE icon
1900
Ameren
AEE
$30B
$5K ﹤0.01%
65
-6,673
-99% -$569K
74 75
76
77 78

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.