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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.3%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$44.2B
AUM Growth
+$10.2B
Cap. Flow
+$719M
Cap. Flow %
1.63%
Top 10 Hldgs %
28.31%
Holding
2,115
New
477
Increased
850
Reduced
314
Closed
415

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$110M
2
MXIM
Maxim Integrated Products
MXIM
+$98M
3
NUAN
Nuance Communications, Inc.
NUAN
+$96.4M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$45.6M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$35.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$143M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$60.5M
3
WORK
Slack Technologies, Inc.
WORK
+$59.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$58.3M
5
ALXN
Alexion Pharmaceuticals
ALXN
+$53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.87%
2 Technology 1.84%
3 Communication Services 1%
4 Financials 0.65%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCLFU
1876
DELISTED
Rosecliff Acquisition Corp I Unit
RCLFU
– –
-200,000
Closed -$1.98M
NSTC.U
1877
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
– –
-10,000
Closed -$100K
IDEX
1878
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-219
Closed -$80K
AURCU
1879
DELISTED
Aurora Acquisition Corp. Unit
AURCU
– –
-102,000
Closed -$1.06M
HGEN
1880
DELISTED
HUMANIGEN, INC.
HGEN
– –
-16,521
Closed -$316K
NMTR
1881
DELISTED
9 Meters Biopharma
NMTR
– –
-1,935
Closed -$45K
NOVN
1882
DELISTED
Novan, Inc. Common Stock
NOVN
– –
-3,837
Closed -$60K
SDACU
1883
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-75,000
Closed -$746K
FMIVU
1884
DELISTED
Forum Merger IV Corporation Unit
FMIVU
– –
-100,000
Closed -$990K
FRC
1885
DELISTED
First Republic Bank
FRC
– –
-920
Closed -$169K
OSH
1886
DELISTED
Oak Street Health, Inc.
OSH
– –
-55,200
Closed -$3M
OIG
1887
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-550
Closed -$134K
TWNI.U
1888
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-200,000
Closed -$1.98M
RKTA.U
1889
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
– –
-50,000
Closed -$501K
STRE.U
1890
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
– –
-10,000
Closed -$100K
GXIIU
1891
DELISTED
GX Acquisition Corp. II Unit
GXIIU
– –
-300,000
Closed -$3M
BGSX.U
1892
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
– –
-100,000
Closed -$987K
FTPAU
1893
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
– –
-75,000
Closed -$745K
LEGAU
1894
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
– –
-10,000
Closed -$100K
ACQRU
1895
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-10,000
Closed -$100K
AGGRU
1896
DELISTED
Agile Growth Corp Units
AGGRU
– –
-100,000
Closed -$993K
CLAA.U
1897
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
– –
-125,000
Closed -$1.23M
PDOT.U
1898
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-100,000
Closed -$994K
ESM.U
1899
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
– –
-105,000
Closed -$1.04M
WPCB.U
1900
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
– –
-20,000
Closed -$200K
74 75
76
77 78

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Capstone Investment Advisors's Q2 2021 Portfolio in Review

As of Q2 2021, Capstone Investment Advisors held 2,115 positions worth $44.2B, up 30% from $33.9B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Capstone Investment Advisors's Q2 2021 filing shows 477 new, 850 increased, 314 reduced and 415 closed positions. Its largest new stake was Nuance Communications, Inc.: 1,828,601 shares worth $99.5M. The largest sale was Apple, an estimated $143M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q2 2021 buy was Nuance Communications, Inc.: 1,828,601 shares worth $99.5M.
  • Capstone Investment Advisors added most to iShares MSCI EAFE ETF in Q2 2021, an estimated $110M increase.
  • Capstone Investment Advisors's biggest Q2 2021 reduction was Invesco QQQ Trust, cutting an estimated $60.5M.
  • Capstone Investment Advisors fully exited Apple in Q2 2021, selling an estimated $143M.
  • Capstone Investment Advisors's ten largest holdings make up 28% of its $44.2B portfolio in Q2 2021.
  • Capstone Investment Advisors opened 477 new positions and closed 415 in Q2 2021.
  • Capstone Investment Advisors's portfolio value rose 30% quarter-over-quarter to $44.2B.

Based on Capstone Investment Advisors's 13F filing for Q2 2021, filed 16 Aug 2021.