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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
1851
Truist Financial
TFC
$64.2B
$11K ﹤0.01%
+194
New +$10.8K
BLUA.WS
1852
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$11K ﹤0.01%
16,666
– –
NRACW
1853
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$11K ﹤0.01%
16,666
– –
PICC.WS
1854
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
$11K ﹤0.01%
12,287
– –
ACII.WS
1855
DELISTED
Atlas Crest Investment Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
ACII.WS
$11K ﹤0.01%
12,500
– –
AJG icon
1856
Arthur J. Gallagher & Co
AJG
$65.6B
$10K ﹤0.01%
+65
New +$9.3K
OTIS icon
1857
Otis Worldwide
OTIS
$28B
$10K ﹤0.01%
+118
New +$10.4K
ROP icon
1858
Roper Technologies
ROP
$38.9B
$10K ﹤0.01%
+23
New +$11K
SYF icon
1859
Synchrony
SYF
$25.6B
$10K ﹤0.01%
+198
New +$9.62K
SLACW
1860
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$10K ﹤0.01%
12,500
– –
SCAQW
1861
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$10K ﹤0.01%
16,666
– –
FRSGW
1862
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
$10K ﹤0.01%
12,500
– –
LOKM.WS
1863
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$10K ﹤0.01%
10,000
– –
DNZ.WS
1864
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$10K ﹤0.01%
16,666
– –
RKTA.WS
1865
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
$10K ﹤0.01%
12,500
– –
KAHC.WS
1866
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$10K ﹤0.01%
10,000
– –
FSRDW
1867
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$10K ﹤0.01%
12,500
– –
ADM icon
1868
Archer Daniels Midland
ADM
$38.3B
$9K ﹤0.01%
+145
New +$8.69K
APH icon
1869
Amphenol
APH
$211B
$9K ﹤0.01%
+240
New +$8.81K
CFG icon
1870
Citizens Financial Group
CFG
$31B
$9K ﹤0.01%
+196
New +$8.61K
FITB
1871
Fifth Third Bancorp
FITB
$52.4B
$9K ﹤0.01%
216
-12,328
-98% -$472K
IQV icon
1872
IQVIA
IQV
$40B
$9K ﹤0.01%
+38
New +$9.59K
K
1873
DELISTED
Kellanova
K
$9K ﹤0.01%
146
-3,209
-96% -$192K
PRU icon
1874
Prudential Financial
PRU
$42.1B
$9K ﹤0.01%
+88
New +$9.07K
XEL icon
1875
Xcel Energy
XEL
$48.9B
$9K ﹤0.01%
151
-22,241
-99% -$1.5M
73 74
75
76 77

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.