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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTPAW
1826
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$18K ﹤0.01%
18,750
– –
ATAQ.WS
1827
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
$18K ﹤0.01%
17,500
– –
PLD icon
1828
Prologis
PLD
$133B
$17K ﹤0.01%
134
-13,895
-99% -$1.8M
MRSH
1829
Marsh
MRSH
$90.3B
$16K ﹤0.01%
+106
New +$16K
PM icon
1830
Philip Morris
PM
$290B
$16K ﹤0.01%
171
-41,934
-100% -$4.22M
PDOT.WS
1831
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$16K ﹤0.01%
20,000
– –
RXRAW
1832
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$15K ﹤0.01%
19,355
– –
SHACW
1833
DELISTED
SCP & CO Healthcare Acquisition Company Warrant
SHACW
$15K ﹤0.01%
25,000
– –
OHPAW
1834
DELISTED
Orion Acquisition Corp. Warrant
OHPAW
$15K ﹤0.01%
23,167
– –
AZO icon
1835
AutoZone
AZO
$49.5B
$14K ﹤0.01%
+8
New +$12.8K
ORLY icon
1836
O'Reilly Automotive
ORLY
$74.5B
$14K ﹤0.01%
+345
New +$13.8K
XBPEW
1837
XBP Europe Holdings Warrant
XBPEW
$14K ﹤0.01%
12,500
– –
FINMW
1838
DELISTED
Marlin Technology Corporation Warrant
FINMW
$14K ﹤0.01%
17,564
– –
ETN icon
1839
Eaton
ETN
$180B
$13K ﹤0.01%
+87
New +$13.9K
EXC icon
1840
Exelon
EXC
$46.5B
$13K ﹤0.01%
+374
New +$12.8K
MET icon
1841
MetLife
MET
$61.5B
$13K ﹤0.01%
206
-14,791
-99% -$890K
SOC.WS
1842
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$13K ﹤0.01%
22,450
– –
FAZEW
1843
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$13K ﹤0.01%
16,666
– –
AIG icon
1844
American International
AIG
$40.1B
$12K ﹤0.01%
226
-39,569
-99% -$2.04M
GIS icon
1845
General Mills
GIS
$20.3B
$12K ﹤0.01%
+200
New +$11.8K
NOC icon
1846
Northrop Grumman
NOC
$81.5B
$12K ﹤0.01%
+34
New +$12.3K
WM icon
1847
Waste Management
WM
$91.1B
$12K ﹤0.01%
78
-1,158
-94% -$173K
BNY
1848
Bank of New York Mellon
BNY
$111B
$11K ﹤0.01%
+220
New +$11.4K
HBAN icon
1849
Huntington Bancshares
HBAN
$36B
$11K ﹤0.01%
684
-868
-56% -$12.8K
MSI icon
1850
Motorola Solutions
MSI
$77.1B
$11K ﹤0.01%
+47
New +$10.9K
72 73
74
75 76

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.