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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$1.78B
Cap. Flow %
-10.73%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
321

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.44%
2 Technology 2.66%
3 Financials 2.66%
4 Consumer Discretionary 1.63%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTH
1801
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-650,975
Closed -$13M
CNR
1802
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-193,711
Closed -$4.74M
PRPB
1803
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-100,000
Closed -$999K
NTUS
1804
DELISTED
Natus Medical Inc
NTUS
– –
-50,887
Closed -$1.67M
CDK
1805
DELISTED
CDK Global, Inc.
CDK
– –
-70,272
Closed -$3.85M
LBPS
1806
DELISTED
4D Pharma PLC
LBPS
– –
-15,200
Closed -$25K
COHR
1807
DELISTED
Coherent Inc
COHR
– –
-10,000
Closed -$2.66M
VZIO
1808
CALL
DELISTED
VIZIO Holding Corp.
VZIO
– –
-50,900
Closed -$347K
VZIO
1809
DELISTED
VIZIO Holding Corp.
VZIO
– –
-3,406
Closed -$23K
VZIO
1810
PUT
DELISTED
VIZIO Holding Corp.
VZIO
– –
-15,900
Closed -$108K
AILEW
1811
DELISTED
iLearningEngines, Inc. Warrant
AILEW
– –
-75,000
Closed -$4K
FIACW
1812
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
– –
-60,000
Closed -$9K
MBAC.WS
1813
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
– –
-230,820
Closed -$23K
REV
1814
PUT
DELISTED
Revlon, Inc.
REV
– –
-35,000
Closed -$190K
VG
1815
DELISTED
Vonage Holdings Corporation
VG
– –
-500,106
Closed -$9.42M
69 70 71 72
73

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $1.78B in Q3 2022, closing 321 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 93% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 321 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.