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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISH
1801
DELISTED
DISH Network Corp.
DISH
$31K ﹤0.01%
716
-1,124
-61% -$47.8K
KRNLW
1802
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$29K ﹤0.01%
50,000
– –
COVAW
1803
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$29K ﹤0.01%
50,000
– –
FSNB.WS
1804
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$28K ﹤0.01%
41,666
– –
EJFAW
1805
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$27K ﹤0.01%
16,666
– –
IPVF.WS
1806
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
$26K ﹤0.01%
20,000
– –
SDACW
1807
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$26K ﹤0.01%
37,500
– –
FMIVW
1808
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$26K ﹤0.01%
25,000
– –
LJAQW
1809
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$26K ﹤0.01%
50,000
– –
OGN icon
1810
Organon & Co
OGN
$3.59B
$25K ﹤0.01%
+758
New +$24.3K
CTLT
1811
DELISTED
CATALENT, INC.
CTLT
$25K ﹤0.01%
+186
New +$23.2K
NBSTW
1812
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$25K ﹤0.01%
50,000
– –
MACAW
1813
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$24K ﹤0.01%
40,000
– –
ESM.WS
1814
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$23K ﹤0.01%
35,000
– –
BGSX.WS
1815
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$22K ﹤0.01%
33,333
– –
SYK icon
1816
Stryker
SYK
$133B
$21K ﹤0.01%
+80
New +$21.4K
AGGRW
1817
DELISTED
Agile Growth Corp Warrant
AGGRW
$21K ﹤0.01%
33,333
– –
FVIV.WS
1818
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$21K ﹤0.01%
25,891
– –
ADP icon
1819
Automatic Data Processing
ADP
$107B
$20K ﹤0.01%
+99
New +$20.4K
RUMBW
1820
RUM Group Inc Warrant
RUMBW
$14.9M
$20K ﹤0.01%
25,000
– –
SOUNW icon
1821
SoundHound AI Warrant
SOUNW
$666M
$20K ﹤0.01%
30,000
– –
EQHA.WS
1822
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$20K ﹤0.01%
35,150
– –
TBCPW
1823
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$19K ﹤0.01%
24,960
– –
AFAQW
1824
DELISTED
AF Acquisition Corp Warrants
AFAQW
$19K ﹤0.01%
33,333
– –
CVIIW
1825
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$18K ﹤0.01%
20,000
– –
71 72
73
74 75

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.