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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AILEW
1776
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$43K ﹤0.01%
75,000
– –
LMDXW
1777
DELISTED
LumiraDx Limited Warrant
LMDXW
$41K ﹤0.01%
+35,000
New +$40.6K
LULU icon
1778
CALL
lululemon athletica
LULU
$13.8B
$40K ﹤0.01%
+100
New +$40.1K
TSN icon
1779
Tyson Foods
TSN
$19.7B
$40K ﹤0.01%
+504
New +$38K
CMCSA icon
1780
Comcast
CMCSA
$89.4B
$39K ﹤0.01%
691
-32,747
-98% -$1.91M
KSS icon
1781
Kohl's
KSS
$2.15B
$37K ﹤0.01%
+792
New +$42.3K
MDAIW icon
1782
Spectral AI Warrants
MDAIW
$5.27M
$37K ﹤0.01%
66,666
– –
GSEVW
1783
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$37K ﹤0.01%
31,250
– –
LCAAW
1784
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$36K ﹤0.01%
51,666
– –
DISAW
1785
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$36K ﹤0.01%
54,666
– –
MIT.WS
1786
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$36K ﹤0.01%
50,000
– –
MACQW
1787
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
$36K ﹤0.01%
33,333
– –
KURIW
1788
DELISTED
Alkuri Global Acquisition Corp Warrant
KURIW
$36K ﹤0.01%
25,000
– –
BSLKW
1789
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$34K ﹤0.01%
66,666
– –
IRAAW
1790
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$34K ﹤0.01%
37,500
– –
DNA.WS
1791
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$34K ﹤0.01%
+10,000
New +$35.6K
AONCW
1792
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$34K ﹤0.01%
50,000
– –
TRCA.WS
1793
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
$33K ﹤0.01%
50,000
– –
TSPQ.WS
1794
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
$33K ﹤0.01%
53,266
– –
PBCT
1795
CALL
DELISTED
People's United Financial Inc
PBCT
$33K ﹤0.01%
1,900
-1,800
-49% -$29.2K
CLAA.WS
1796
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$32K ﹤0.01%
40,000
– –
MONDW
1797
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
$32K ﹤0.01%
50,000
– –
SPAQ.WS
1798
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$32K ﹤0.01%
29,075
– –
AMD icon
1799
Advanced Micro Devices
AMD
$797B
$31K ﹤0.01%
+300
New +$30.7K
CLRMW
1800
DELISTED
Clarim Acquisition Corp. Warrant
CLRMW
$31K ﹤0.01%
50,000
– –
70 71
72
73 74

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.