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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVNAW
1726
DELISTED
7 Acquisition Corp Warrant
SVNAW
– –
-25,000
Closed -$4K
TGR.WS
1727
DELISTED
Kimbell Tiger Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
TGR.WS
– –
-25,000
Closed -$5K
CIIGW
1728
DELISTED
CIIG Capital Partners II, Inc. Warrant
CIIGW
– –
-76,446
Closed -$10K
NOGN
1729
DELISTED
Nogin, Inc. Common Stock
NOGN
– –
-1,667
Closed -$333K
BOXD.WS
1730
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
– –
-362,032
Closed -$76K
GXIIW
1731
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
– –
-100,000
Closed -$14K
AGGRW
1732
DELISTED
Agile Growth Corp Warrant
AGGRW
– –
-33,333
Closed -$7K
CLAA.WS
1733
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
– –
-40,000
Closed -$5K
PDOT.WS
1734
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
– –
-20,000
Closed -$4K
ESM.WS
1735
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
– –
-35,000
Closed -$6K
FRSGW
1736
DELISTED
First Reserve Sustainable Growth Corp. Warrant
FRSGW
– –
-12,500
Closed -$1K
LOKM.WS
1737
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
– –
-10,000
Closed -$2K
IBER.WS
1738
DELISTED
Ibere Pharmaceuticals Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
IBER.WS
– –
-12,500
Closed -$1K
CPAQW
1739
DELISTED
Counter Press Acquisition Corporation Warrant
CPAQW
– –
-125,000
Closed -$13K
DNZ.WS
1740
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
– –
-16,666
Closed -$2K
THACW
1741
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-50,000
Closed -$6K
ARCKW
1742
DELISTED
Arbor Rapha Capital Bioholdings Corp. I Warrants
ARCKW
– –
-33,333
Closed -$2K
FINMW
1743
DELISTED
Marlin Technology Corporation Warrant
FINMW
– –
-17,564
Closed -$2K
LJAQ
1744
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– –
-100,000
Closed -$999K
LJAQW
1745
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
– –
-50,000
Closed -$3K
ASAXW
1746
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
– –
-100,000
Closed -$8K
FTVIW
1747
DELISTED
FinTech Acquisition Corp. VI Warrants
FTVIW
– –
-12,500
Closed -$2K
BGSX.WS
1748
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
– –
-33,333
Closed -$3K
AGAC.WS
1749
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
– –
-112,500
Closed -$9K
SGHC.WS
1750
DELISTED
Super Group (SGHC) Limited Redeemable Warrants, each whole Warrant exercisable for one Ordinary Share, each at an exercise price of $11. 50 per share
SGHC.WS
– –
-52,300
Closed -$33K
68 69
70
71 72

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.