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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
1726
DELISTED
WestRock Company
WRK
– –
-6,047
Closed -$250K
ARNC
1727
DELISTED
Arconic Corporation
ARNC
– –
-22,831
Closed -$435K
AJRD
1728
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-18,539
Closed -$745K
AERI
1729
CALL
DELISTED
Aerie Pharmaceuticals
AERI
– –
-21,400
Closed -$252K
GWPH
1730
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-5,000
Closed -$487K
TCO
1731
DELISTED
Taubman Centers Inc.
TCO
– –
-4,771
Closed -$159K
TCO
1732
PUT
DELISTED
Taubman Centers Inc.
TCO
– –
-200,000
Closed -$6.66M
GLIBA
1733
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-25,100
Closed -$2.06M
AMAG
1734
PUT
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-49,100
Closed -$462K
WMGI
1735
DELISTED
Wright Medical Group Inc
WMGI
– –
-227,524
Closed -$6.95M
JCAP
1736
DELISTED
Jernigan Capital, Inc.
JCAP
– –
-92,464
Closed -$1.58M
IMMU
1737
DELISTED
Immunomedics Inc
IMMU
– –
-850,800
Closed -$72.3M
IMMU
1738
PUT
DELISTED
Immunomedics Inc
IMMU
– –
-1,000
Closed -$85K
RST
1739
DELISTED
ROSETTA STONE INC
RST
– –
-92,413
Closed -$2.77M
AIMT
1740
DELISTED
Aimmune Therapeutics
AIMT
– –
-68,692
Closed -$2.37M
CETV
1741
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-137,436
Closed -$576K
NBL
1742
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-19,600
Closed -$168K
NBL
1743
DELISTED
Noble Energy, Inc.
NBL
– –
-940,474
Closed -$8.04M
NBL
1744
PUT
DELISTED
Noble Energy, Inc.
NBL
– –
-112,300
Closed -$960K
ETFC
1745
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-32,400
Closed -$1.62M
ETFC
1746
PUT
DELISTED
E*Trade Financial Corporation
ETFC
– –
-151,400
Closed -$7.58M
DLPH
1747
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-61,107
Closed -$1.02M
MNTA
1748
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-453,362
Closed -$23.8M
ZGNX
1749
CALL
DELISTED
Zogenix, Inc.
ZGNX
– –
-40,000
Closed -$717K
66 67 68 69
70

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.