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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
151
PUT
Sherwin-Williams
SHW
$88.5B
$57.6M 0.11%
205,800
+38,900
+23% +$11.4M
TMUS icon
152
PUT
T-Mobile US
TMUS
$192B
$57.3M 0.11%
448,400
-18,400
-4% -$2.56M
PG icon
153
CALL
Procter & Gamble
PG
$338B
$56.9M 0.11%
407,200
-65,400
-14% -$9.27M
CMCSA icon
154
CALL
Comcast
CMCSA
$91B
$56.8M 0.11%
1,015,000
-43,900
-4% -$2.56M
BSX icon
155
PUT
Boston Scientific
BSX
$74.2B
$55.9M 0.11%
1,289,100
+42,300
+3% +$1.87M
KLAC icon
156
PUT
KLA
KLAC
$262B
$55.9M 0.11%
1,671,000
+92,000
+6% +$3.07M
KSU
157
DELISTED
Kansas City Southern
KSU
$55.2M 0.11%
+203,989
New +$56.8M
WFC icon
158
CALL
Wells Fargo
WFC
$264B
$54.8M 0.11%
1,180,000
+77,900
+7% +$3.61M
USB icon
159
PUT
US Bancorp
USB
$100B
$54M 0.11%
909,300
-15,100
-2% -$860K
EBAY icon
160
PUT
eBay
EBAY
$47.2B
$53.5M 0.11%
767,300
+175,000
+30% +$12.5M
NOC icon
161
PUT
Northrop Grumman
NOC
$81.8B
$52.2M 0.1%
144,900
+38,600
+36% +$14M
UNH icon
162
CALL
UnitedHealth
UNH
$361B
$51.7M 0.1%
132,400
-1,400
-1% -$580K
HD icon
163
CALL
Home Depot
HD
$353B
$51.7M 0.1%
157,500
-12,800
-8% -$4.2M
WM icon
164
PUT
Waste Management
WM
$90.7B
$51.6M 0.1%
345,800
+100,200
+41% +$15M
GPN icon
165
PUT
Global Payments
GPN
$22.7B
$51.6M 0.1%
327,300
+61,500
+23% +$10.7M
FISV
166
PUT
Fiserv Inc
FISV
$28B
$51.5M 0.1%
474,900
-32,600
-6% -$3.64M
C icon
167
CALL
Citigroup
C
$228B
$51.2M 0.1%
730,100
+116,100
+19% +$8.12M
CSCO icon
168
CALL
Cisco
CSCO
$475B
$51.2M 0.1%
941,300
-126,400
-12% -$7.09M
ECL icon
169
PUT
Ecolab
ECL
$79.8B
$50.7M 0.1%
243,200
+85,900
+55% +$18.8M
APD icon
170
PUT
Air Products & Chemicals
APD
$68.9B
$50.7M 0.1%
197,900
+22,200
+13% +$6.14M
PLD icon
171
PUT
Prologis
PLD
$133B
$49.8M 0.1%
397,200
+89,300
+29% +$11.6M
EA
172
PUT
DELISTED
Electronic Arts
EA
$49M 0.1%
344,800
+11,600
+3% +$1.63M
EL icon
173
PUT
Estee Lauder
EL
$31.8B
$48.9M 0.1%
163,100
+37,700
+30% +$12.3M
MAR icon
174
PUT
Marriott International
MAR
$91.1B
$48.9M 0.1%
330,200
+84,900
+35% +$11.9M
FCX icon
175
PUT
Freeport-McMoran
FCX
$96.4B
$48.8M 0.1%
1,500,200
+82,800
+6% +$2.92M
5 6
7
8 9

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.