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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.9B
AUM Growth
+$4.09B
Cap. Flow
+$2.45B
Cap. Flow %
7.22%
Top 10 Hldgs %
25.91%
Holding
2,064
New
405
Increased
721
Reduced
487
Closed
425

Top Buys

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$152M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$150M
3
AAPL icon
Apple
AAPL
+$111M
4
WORK
Slack Technologies, Inc.
WORK
+$95.5M
5
XLNX
Xilinx Inc
XLNX
+$84.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$251M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$128M
3
VAR
Varian Medical Systems, Inc.
VAR
+$113M
4
META icon
Meta Platforms (Facebook)
META
+$68.5M
5
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$50.2M

Sector Composition

Rank Sector Weight
1 Technology 1.89%
2 Communication Services 0.84%
3 Healthcare 0.82%
4 Consumer Discretionary 0.57%
5 Financials 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
151
PUT
VanEck Semiconductor ETF
SMH
$70.6B
$45M 0.13%
+369,200
New +$43.7M
UNH icon
152
CALL
UnitedHealth
UNH
$361B
$44.6M 0.13%
120,000
-4,800
-4% -$1.66M
CL icon
153
PUT
Colgate-Palmolive
CL
$73.6B
$43.6M 0.13%
553,500
-115,900
-17% -$9.08M
TMUS icon
154
PUT
T-Mobile US
TMUS
$192B
$42.6M 0.13%
340,100
-53,200
-14% -$6.7M
MDLZ icon
155
PUT
Mondelez International
MDLZ
$78.9B
$42.2M 0.12%
721,800
+227,100
+46% +$12.8M
VZ icon
156
CALL
Verizon
VZ
$196B
$42.1M 0.12%
723,500
-45,100
-6% -$2.55M
LHX icon
157
PUT
L3Harris
LHX
$53.3B
$41.2M 0.12%
203,200
+56,800
+39% +$10.7M
CBPO
158
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$40.5M 0.12%
342,100
-424,188
-55% -$50.2M
ADSK icon
159
PUT
Autodesk
ADSK
$53.1B
$40.4M 0.12%
145,700
+68,700
+89% +$19.8M
KLAC icon
160
PUT
KLA
KLAC
$262B
$40.2M 0.12%
1,218,000
-237,000
-16% -$7.14M
MXIM
161
DELISTED
Maxim Integrated Products
MXIM
$40M 0.12%
437,968
-53,526
-11% -$4.91M
CSX icon
162
PUT
CSX Corp
CSX
$92.5B
$39.9M 0.12%
1,242,000
-275,700
-18% -$8.42M
ABT icon
163
CALL
Abbott
ABT
$190B
$39.7M 0.12%
331,300
+41,100
+14% +$4.87M
TSM icon
164
PUT
TSMC
TSM
$2.19T
$39.1M 0.12%
+330,300
New +$40.9M
EQIX icon
165
PUT
Equinix
EQIX
$102B
$38.4M 0.11%
56,500
+27,800
+97% +$19.1M
WFC icon
166
CALL
Wells Fargo
WFC
$264B
$37.3M 0.11%
954,000
+500,100
+110% +$17.7M
NOC icon
167
PUT
Northrop Grumman
NOC
$81.8B
$37M 0.11%
114,200
+41,600
+57% +$12.5M
APD icon
168
PUT
Air Products & Chemicals
APD
$68.9B
$36.7M 0.11%
130,600
+85,500
+190% +$23.2M
T icon
169
CALL
AT&T
T
$168B
$36.4M 0.11%
1,591,183
+507,224
+47% +$11.2M
MCK icon
170
PUT
McKesson
MCK
$105B
$36.2M 0.11%
185,400
+55,300
+43% +$10.1M
AVGO icon
171
CALL
Broadcom
AVGO
$1.98T
$35.9M 0.11%
775,000
+532,000
+219% +$24.6M
PEP icon
172
CALL
PepsiCo
PEP
$189B
$35.9M 0.11%
253,500
+36,800
+17% +$5.05M
NVDA icon
173
NVIDIA
NVDA
$5.27T
$35.8M 0.11%
2,684,640
+2,411,920
+884% +$32.4M
USB icon
174
PUT
US Bancorp
USB
$100B
$35.5M 0.1%
642,700
-19,600
-3% -$979K
FCX icon
175
PUT
Freeport-McMoran
FCX
$96.4B
$35.5M 0.1%
1,078,500
+121,900
+13% +$3.95M
5 6
7
8 9

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Capstone Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Capstone Investment Advisors held 2,064 positions worth $33.9B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Capstone Investment Advisors deployed $2.45B of net new capital in Q1 2021, opening 405 new positions and adding to 721 existing holdings. Its largest new stake was PG&E Corporation: 290,000 shares worth $33.1M.

By sector, the portfolio is most concentrated in Technology at 1.9% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $251M trimmed.

  • Capstone Investment Advisors's largest Q1 2021 buy was PG&E Corporation: 290,000 shares worth $33.1M.
  • Capstone Investment Advisors added most to Alexion Pharmaceuticals in Q1 2021, an estimated $152M increase.
  • Capstone Investment Advisors's biggest Q1 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $251M.
  • Capstone Investment Advisors fully exited Builders FirstSource in Q1 2021, selling an estimated $33.2M.
  • Capstone Investment Advisors's ten largest holdings make up 26% of its $33.9B portfolio in Q1 2021.
  • Capstone Investment Advisors opened 405 new positions and closed 425 in Q1 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $33.9B.

Based on Capstone Investment Advisors's 13F filing for Q1 2021, filed 17 May 2021.