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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-17.43%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$6.22B
AUM Growth
-$12.3B
Cap. Flow
-$871M
Cap. Flow %
-14%
Top 10 Hldgs %
27.05%
Holding
1,477
New
103
Increased
219
Reduced
768
Closed
370

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$23M
2
RTN
Raytheon Company
RTN
+$19.6M
3
XOM icon
ExxonMobil
XOM
+$13.8M
4
BWA icon
BorgWarner
BWA
+$13.5M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$12.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.3M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$75.4M
3
AAPL icon
Apple
AAPL
+$54.3M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$47.6M
5
AMZN icon
Amazon
AMZN
+$40.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.15%
2 Financials 1.76%
3 Energy 1.3%
4 Consumer Discretionary 1.28%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
151
PUT
Caterpillar
CAT
$378B
$8.03M 0.13%
69,200
-154,700
-69% -$19.8M
SRE icon
152
PUT
Sempra
SRE
$51B
$8.02M 0.13%
142,000
-51,200
-27% -$3.63M
MPC icon
153
PUT
Marathon Petroleum
MPC
$111B
$8.02M 0.13%
339,500
+18,300
+6% +$843K
BMY icon
154
PUT
Bristol-Myers Squibb
BMY
$128B
$7.99M 0.13%
143,300
-982,000
-87% -$60M
LOGM
155
DELISTED
LogMein, Inc.
LOGM
$7.94M 0.13%
95,344
+67,961
+248% +$5.73M
META icon
156
Meta Platforms (Facebook)
META
$1.91T
$7.91M 0.13%
47,411
-1,106
-2% -$217K
NSC icon
157
Norfolk Southern
NSC
$70.3B
$7.84M 0.13%
53,711
+37,145
+224% +$6.86M
ROST icon
158
PUT
Ross Stores
ROST
$75.4B
$7.82M 0.13%
89,900
-35,800
-28% -$3.82M
WFC icon
159
Wells Fargo
WFC
$251B
$7.8M 0.13%
271,801
+130,892
+93% +$5.56M
FIS icon
160
PUT
Fidelity National Information Services
FIS
$18.3B
$7.8M 0.13%
64,100
-7,200
-10% -$1,000K
YUM icon
161
Yum! Brands
YUM
$37.8B
$7.78M 0.13%
113,526
+87,057
+329% +$8.12M
AAPL icon
162
Apple
AAPL
$4.98T
$7.74M 0.12%
121,780
-737,828
-86% -$54.3M
NVDA icon
163
PUT
NVIDIA
NVDA
$5.43T
$7.64M 0.12%
1,160,000
-12,956,000
-92% -$81.7M
WBC
164
DELISTED
WABCO HOLDINGS INC.
WBC
$7.59M 0.12%
56,196
-6,325
-10% -$851K
VZ icon
165
PUT
Verizon
VZ
$196B
$7.58M 0.12%
141,000
-1,354,500
-91% -$77.5M
PSX icon
166
PUT
Phillips 66
PSX
$102B
$7.47M 0.12%
139,300
+23,400
+20% +$1.9M
TMUS icon
167
PUT
T-Mobile US
TMUS
$177B
$7.44M 0.12%
88,700
+9,300
+12% +$787K
AIG icon
168
PUT
American International
AIG
$38.8B
$7.38M 0.12%
304,500
-166,300
-35% -$7.13M
HON icon
169
CALL
Honeywell
HON
$67.4B
$7.33M 0.12%
58,143
-22,069
-28% -$3.41M
LHX icon
170
PUT
L3Harris
LHX
$44.3B
$7.28M 0.12%
40,400
+6,400
+19% +$1.31M
MRK icon
171
CALL
Merck
MRK
$367B
$7.21M 0.12%
98,198
-46,531
-32% -$3.66M
XLNX
172
CALL
DELISTED
Xilinx Inc
XLNX
$7.14M 0.11%
91,600
+46,000
+101% +$4.01M
XOM icon
173
CALL
ExxonMobil
XOM
$660B
$7.14M 0.11%
188,000
-356,400
-65% -$19.7M
CME icon
174
CALL
CME Group
CME
$95.1B
$7.12M 0.11%
41,200
+4,600
+13% +$916K
MET icon
175
PUT
MetLife
MET
$62.1B
$7.09M 0.11%
232,100
-249,600
-52% -$11.1M
5 6
7
8 9

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Capstone Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Capstone Investment Advisors held 1,477 positions worth $6.22B, down 66% from $18.5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors withdrew a net $871M in Q1 2020, closing 370 positions and reducing 768 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $79.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 93% a quarter earlier, followed by Financials and Energy.

Against the trend, Capstone Investment Advisors opened a new position in BorgWarner worth $10M.

  • Capstone Investment Advisors's largest Q1 2020 buy was BorgWarner: 467,036 shares worth $10M.
  • Capstone Investment Advisors added most to iShares China Large-Cap ETF in Q1 2020, an estimated $23M increase.
  • Capstone Investment Advisors's biggest Q1 2020 reduction was Apple, cutting an estimated $54.3M.
  • Capstone Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $79.3M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $6.22B portfolio in Q1 2020.
  • Capstone Investment Advisors opened 103 new positions and closed 370 in Q1 2020.
  • Capstone Investment Advisors's portfolio value fell 66% quarter-over-quarter to $6.22B.

Based on Capstone Investment Advisors's 13F filing for Q1 2020, filed 15 May 2020.