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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
151
PUT
Intercontinental Exchange
ICE
$84.9B
$17.5M 0.12%
189,300
+66,200
+54% +$6.04M
OXY icon
152
PUT
Occidental Petroleum
OXY
$59B
$17.5M 0.12%
392,600
+212,700
+118% +$10.1M
PEP icon
153
CALL
PepsiCo
PEP
$189B
$17.4M 0.12%
126,700
-184,000
-59% -$24.4M
MS icon
154
PUT
Morgan Stanley
MS
$338B
$17.3M 0.12%
405,900
+64,900
+19% +$2.77M
HD icon
155
CALL
Home Depot
HD
$353B
$17.3M 0.12%
74,500
+500
+0.7% +$109K
BAX icon
156
PUT
Baxter International
BAX
$14.3B
$17M 0.12%
194,600
+49,200
+34% +$4.2M
LIN icon
157
CALL
Linde
LIN
$226B
$16.9M 0.12%
87,400
+35,500
+68% +$6.88M
AGN
158
PUT
DELISTED
Allergan plc
AGN
$16.7M 0.12%
99,500
-195,200
-66% -$31.8M
AMAT icon
159
PUT
Applied Materials
AMAT
$417B
$16.6M 0.11%
333,200
+108,700
+48% +$5.25M
PGR icon
160
PUT
Progressive
PGR
$123B
$16.6M 0.11%
214,700
+63,700
+42% +$5.01M
CSX icon
161
PUT
CSX Corp
CSX
$92.5B
$16.6M 0.11%
717,300
+171,600
+31% +$3.99M
MSFT icon
162
Microsoft
MSFT
$3.74T
$16.5M 0.11%
118,672
+45,966
+63% +$6.32M
NSC icon
163
PUT
Norfolk Southern
NSC
$75.2B
$16.4M 0.11%
91,400
+14,900
+19% +$2.74M
AIG icon
164
PUT
American International
AIG
$40.4B
$16.3M 0.11%
292,100
+66,000
+29% +$3.65M
COF icon
165
PUT
Capital One
COF
$134B
$16.2M 0.11%
178,300
+51,100
+40% +$4.59M
PYPL icon
166
CALL
PayPal
PYPL
$50.5B
$16.1M 0.11%
155,900
+19,600
+14% +$2.16M
VXX icon
167
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
$16.1M 0.11%
10,619
+4,369
+70% +$6.96M
SBUX icon
168
CALL
Starbucks
SBUX
$122B
$16.1M 0.11%
182,100
+65,100
+56% +$6.04M
MCD icon
169
CALL
McDonald's
MCD
$194B
$16.1M 0.11%
74,800
+27,800
+59% +$5.96M
AFL icon
170
PUT
Aflac
AFL
$60.7B
$15.8M 0.11%
302,800
+55,500
+22% +$2.93M
C icon
171
CALL
Citigroup
C
$228B
$15.8M 0.11%
228,600
+111,000
+94% +$7.55M
KO icon
172
CALL
Coca-Cola
KO
$372B
$15.7M 0.11%
289,300
-159,600
-36% -$8.55M
BLK icon
173
PUT
Blackrock
BLK
$178B
$15.5M 0.11%
34,800
-1,300
-4% -$579K
EW icon
174
PUT
Edwards Lifesciences
EW
$54B
$15.5M 0.11%
211,500
+12,300
+6% +$864K
REGN icon
175
PUT
Regeneron Pharmaceuticals
REGN
$82.1B
$15.4M 0.11%
55,400
+1,000
+2% +$296K
5 6
7
8 9

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.