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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+5.41%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$4.57B
AUM Growth
-$667M
Cap. Flow
-$110M
Cap. Flow %
-2.4%
Top 10 Hldgs %
35%
Holding
1,064
New
399
Increased
144
Reduced
149
Closed
348

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$160M
2
PG icon
Procter & Gamble
PG
+$50.6M
3
PVTB
PrivateBancorp Inc
PVTB
+$41.5M
4
LLTC
Linear Technology Corp
LLTC
+$15M
5
TSLA icon
Tesla
TSLA
+$9.72M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$69.4M
2
HSBC icon
HSBC
HSBC
+$60.3M
3
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$51.7M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$30.5M
5
VA
Virgin America Inc.
VA
+$26.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.13%
2 Technology 7.2%
3 Financials 4.32%
4 Industrials 3.42%
5 Consumer Discretionary 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
151
ExxonMobil
XOM
$660B
$3.12M 0.07%
35,787
-23,888
-40% -$2.12M
AMGN icon
152
Amgen
AMGN
$224B
$3.1M 0.07%
+18,581
New +$3.14M
IYR icon
153
PUT
iShares US Real Estate ETF
IYR
$4.03B
$3.08M 0.07%
+38,200
New +$3.16M
M icon
154
Macy's
M
$5.91B
$3.08M 0.07%
+83,100
New +$3.01M
ALGN icon
155
Align Technology
ALGN
$10.4B
$3.04M 0.07%
+32,390
New +$2.93M
WBD icon
156
Warner Bros
WBD
$77.4B
$3M 0.07%
111,295
-69,532
-38% -$1.78M
AEP icon
157
American Electric Power
AEP
$64.4B
$2.99M 0.07%
+46,626
New +$3.14M
DE icon
158
PUT
Deere & Co
DE
$186B
$2.99M 0.07%
+35,000
New +$2.86M
VFC icon
159
VF Corp
VFC
$5.56B
$2.98M 0.07%
+56,508
New +$3.26M
WHR icon
160
Whirlpool
WHR
$2.07B
$2.97M 0.07%
18,346
+16,746
+1,047% +$2.97M
CLB icon
161
Core Laboratories
CLB
$477M
$2.97M 0.07%
26,461
+11,518
+77% +$1.33M
FAF icon
162
First American
FAF
$6.77B
$2.96M 0.06%
+75,398
New +$3.13M
XL
163
DELISTED
XL Group Ltd.
XL
$2.95M 0.06%
+87,850
New +$2.95M
KSU
164
DELISTED
Kansas City Southern
KSU
$2.92M 0.06%
31,266
+22,166
+244% +$2.1M
GRA
165
DELISTED
W.R. Grace & Co.
GRA
$2.91M 0.06%
+39,378
New +$2.97M
CHTR icon
166
Charter Communications
CHTR
$12.9B
$2.88M 0.06%
10,667
-5,597
-34% -$1.41M
CMS icon
167
CMS Energy
CMS
$19.7B
$2.83M 0.06%
+67,436
New +$2.94M
FDX icon
168
FedEx
FDX
$67.7B
$2.83M 0.06%
+16,200
New +$2.65M
PM icon
169
CALL
Philip Morris
PM
$297B
$2.83M 0.06%
29,100
+11,000
+61% +$1.1M
PE
170
DELISTED
PARSLEY ENERGY INC
PE
$2.81M 0.06%
+83,708
New +$2.62M
TAP icon
171
CALL
Molson Coors Class B
TAP
$6.7B
$2.75M 0.06%
+25,000
New +$2.54M
FAST icon
172
Fastenal
FAST
$57.9B
$2.74M 0.06%
262,000
-21,604
-8% -$230K
PH icon
173
Parker-Hannifin
PH
$123B
$2.73M 0.06%
21,738
-1,195
-5% -$142K
HAL icon
174
Halliburton
HAL
$27.3B
$2.73M 0.06%
+60,737
New +$2.65M
SGI
175
Somnigroup International
SGI
$13.5B
$2.72M 0.06%
192,000
+62,000
+48% +$1.11M
5 6
7
8 9

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Capstone Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Capstone Investment Advisors held 1,064 positions worth $4.57B, down 13% from $5.24B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors's Q3 2016 filing shows 399 new, 144 increased, 149 reduced and 348 closed positions. Its largest new stake was Texas Instruments: 124,699 shares worth $8.75M. The largest sale was iShares MSCI EAFE ETF, an estimated $69.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 71% of assets, down from 78% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q3 2016 buy was Texas Instruments: 124,699 shares worth $8.75M.
  • Capstone Investment Advisors added most to Apple in Q3 2016, an estimated $160M increase.
  • Capstone Investment Advisors's biggest Q3 2016 reduction was iShares MSCI EAFE ETF, cutting an estimated $69.4M.
  • Capstone Investment Advisors fully exited HSBC in Q3 2016, selling an estimated $60.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $4.57B portfolio in Q3 2016.
  • Capstone Investment Advisors opened 399 new positions and closed 348 in Q3 2016.
  • Capstone Investment Advisors's portfolio value fell 13% quarter-over-quarter to $4.57B.

Based on Capstone Investment Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.