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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.92B
AUM Growth
+$471M
Cap. Flow
+$221M
Cap. Flow %
2.23%
Top 10 Hldgs %
54.27%
Holding
628
New
198
Increased
133
Reduced
108
Closed
121

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$66.1M
2
VOD icon
Vodafone
VOD
+$35.5M
3
IBM icon
IBM
IBM
+$32.3M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.2M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$36.7M
2
GLD icon
SPDR Gold Trust
GLD
+$22.9M
3
SFD
SMITHFIELD FOODS,INC
SFD
+$15.1M
4
WYNN icon
Wynn Resorts
WYNN
+$7.23M
5
CIE
Cobalt International Energy, Inc
CIE
+$6.58M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.68%
2 Technology 1.34%
3 Healthcare 0.99%
4 Consumer Staples 0.88%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
PUT
Boeing
BA
$157B
$6.82M 0.07%
58,000
-43,700
-43% -$4.71M
NKE icon
152
Nike
NKE
$53B
$6.79M 0.07%
+186,930
New +$6.1M
ESV
153
CALL
DELISTED
Ensco Rowan plc
ESV
$6.76M 0.07%
31,450
+21,450
+215% +$4.92M
PEP icon
154
PUT
PepsiCo
PEP
$176B
$6.75M 0.07%
84,900
– –
LNC icon
155
CALL
Lincoln National
LNC
$7.98B
$6.72M 0.07%
160,000
+60,000
+60% +$2.53M
LNC icon
156
PUT
Lincoln National
LNC
$7.98B
$6.72M 0.07%
160,000
+60,000
+60% +$2.53M
MOLXA
157
CALL
DELISTED
MOLEX INC CL-A
MOLXA
$6.7M 0.07%
+175,000
New +$6.7M
LVS icon
158
PUT
Las Vegas Sands
LVS
$25.3B
$6.59M 0.07%
99,200
+86,900
+707% +$5.04M
F icon
159
PUT
Ford
F
$50.7B
$6.51M 0.07%
+386,100
New +$6.52M
UNP icon
160
CALL
Union Pacific
UNP
$163B
$6.51M 0.07%
+83,800
New +$6.62M
ILMN icon
161
PUT
Illumina
ILMN
$40.8B
$6.5M 0.07%
+82,651
New +$6.32M
FXI icon
162
PUT
iShares China Large-Cap ETF
FXI
$4.05B
$6.49M 0.07%
175,000
+22,400
+15% +$796K
ORCL icon
163
CALL
Oracle
ORCL
$415B
$6.49M 0.07%
+195,600
New +$6.35M
AVGO icon
164
CALL
Broadcom
AVGO
$1.68T
$6.47M 0.07%
1,503,000
+995,000
+196% +$3.82M
DIS icon
165
CALL
Walt Disney
DIS
$183B
$6.46M 0.07%
100,200
-46,400
-32% -$2.97M
AGN
166
CALL
DELISTED
Allergan Inc
AGN
$6.46M 0.07%
+71,400
New +$6.41M
XLY icon
167
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$6.37M 0.06%
+210,000
New +$6.23M
LVS icon
168
CALL
Las Vegas Sands
LVS
$25.3B
$6.3M 0.06%
+94,900
New +$5.5M
MO icon
169
Altria Group
MO
$115B
$6.27M 0.06%
182,514
+35,238
+24% +$1.24M
CMG icon
170
PUT
Chipotle Mexican Grill
CMG
$39.6B
$6.26M 0.06%
730,000
-2,610,000
-78% -$21.1M
LEAP
171
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$6.12M 0.06%
+387,400
New +$5.77M
TNL icon
172
PUT
Travel + Leisure Co
TNL
$3.9B
$6.1M 0.06%
+221,500
New +$6.06M
HAL icon
173
CALL
Halliburton
HAL
$27.3B
$6.02M 0.06%
+125,000
New +$5.85M
LIFE
174
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$5.99M 0.06%
80,000
+10,000
+14% +$746K
HAL icon
175
PUT
Halliburton
HAL
$27.3B
$5.81M 0.06%
+120,700
New +$5.65M
5 6
7
8 9

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Capstone Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Capstone Investment Advisors held 628 positions worth $9.92B, up 5% from $9.44B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capstone Investment Advisors's Q3 2013 filing shows 198 new, 133 increased, 108 reduced and 121 closed positions. Its largest new stake was Vodafone: 1,123,052 shares worth $40.3M. The largest sale was Apple, an estimated $36.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q3 2013 buy was Vodafone: 1,123,052 shares worth $40.3M.
  • Capstone Investment Advisors added most to Shire pic in Q3 2013, an estimated $66.1M increase.
  • Capstone Investment Advisors's biggest Q3 2013 reduction was Apple, cutting an estimated $36.7M.
  • Capstone Investment Advisors fully exited SPDR Gold Trust in Q3 2013, selling an estimated $22.9M.
  • Capstone Investment Advisors's ten largest holdings make up 54% of its $9.92B portfolio in Q3 2013.
  • Capstone Investment Advisors opened 198 new positions and closed 121 in Q3 2013.
  • Capstone Investment Advisors's portfolio value rose 5% quarter-over-quarter to $9.92B.

Based on Capstone Investment Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.