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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$1.78B
Cap. Flow %
-10.73%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
321

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.44%
2 Technology 2.66%
3 Financials 2.66%
4 Consumer Discretionary 1.63%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISAW
1701
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
– –
-54,666
Closed -$3K
CLINW
1702
DELISTED
Clean Earth Acquisitions Corp. Warrant
CLINW
– –
-150,000
Closed -$21K
NOGNW
1703
DELISTED
Nogin, Inc. Warrant
NOGNW
– –
-16,666
Closed -$4K
TBCPW
1704
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-24,960
Closed -$5K
IPVF.WS
1705
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
– –
-20,000
Closed -$8K
GETR.WS
1706
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
– –
-54,937
Closed -$5K
ARTEW
1707
DELISTED
Artemis Strategic Investment Corporation Warrant
ARTEW
– –
-62,500
Closed -$6K
ASPAW
1708
DELISTED
Abri SPAC I Inc Warrant
ASPAW
– –
-105,200
Closed -$22K
TRCA.WS
1709
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
– –
-50,000
Closed -$5K
TMPOW
1710
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
– –
-216,000
Closed -$17K
ALLG.WS
1711
DELISTED
Allego N.V. Warrants
ALLG.WS
– –
-29,075
Closed -$14K
FZT.WS
1712
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
– –
-10,000
Closed -$1K
SUNL.WS
1713
DELISTED
Sunlight Financial Holdings, Inc. Warrants, exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SUNL.WS
– –
-259,527
Closed -$98K
AFTR.WS
1714
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
– –
-11,062
Closed -$2K
ENTFW
1715
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
– –
-37,500
Closed -$6K
SDACW
1716
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-37,500
Closed -$3K
VBOCW
1717
DELISTED
Viscogliosi Brothers Acquisition Corp Warrant
VBOCW
– –
-75,000
Closed -$11K
FMIVW
1718
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
– –
-25,000
Closed -$6K
SCAQW
1719
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
– –
-16,666
Closed -$1K
AHRNW
1720
DELISTED
Ahren Acquisition Corp Warrants
AHRNW
– –
-35,000
Closed -$5K
TOACW
1721
DELISTED
Talon 1 Acquisition Corp. Warrant
TOACW
– –
-25,000
Closed -$4K
WRAC.WS
1722
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
– –
-37,500
Closed -$3K
CS
1723
DELISTED
Credit Suisse Group
CS
– –
-12,089
Closed -$69K
WEJOW
1724
DELISTED
Wejo Group Limited Warrant
WEJOW
– –
-50,000
Closed -$8K
EOCW.WS
1725
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
– –
-33,750
Closed -$9K
67 68
69
70 71

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $1.78B in Q3 2022, closing 321 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 93% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 321 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.