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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL icon
1701
PUT
TAL Education Group
TAL
$6.66B
– –
-25,000
Closed -$1.9M
TAP icon
1702
Molson Coors Class B
TAP
$6.7B
– –
-36,399
Closed -$1.5M
TDOC icon
1703
Teladoc Health
TDOC
$1.11B
– –
-98,051
Closed -$21.5M
TEVA icon
1704
CALL
Teva Pharmaceutical Industries Limited
TEVA
$45.7B
– –
-106,900
Closed -$963K
TEVA icon
1705
PUT
Teva Pharmaceutical Industries Limited
TEVA
$45.7B
– –
-118,800
Closed -$1.07M
TFC icon
1706
Truist Financial
TFC
$58.2B
– –
-305,724
Closed -$13.8M
TLT icon
1707
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$46.3B
– –
-25,300
Closed -$4.13M
TPR icon
1708
Tapestry
TPR
$22.7B
– –
-19,880
Closed -$503K
TQQQ icon
1709
ProShares UltraPro QQQ
TQQQ
$40.3B
– –
-64,560
Closed -$1.06M
TRV icon
1710
Travelers Companies
TRV
$75.7B
– –
-36,586
Closed -$4.7M
TXT icon
1711
Textron
TXT
$13.2B
– –
-43,169
Closed -$1.82M
UHS icon
1712
Universal Health Services
UHS
$10.5B
– –
-6,001
Closed -$747K
UNP icon
1713
Union Pacific
UNP
$163B
– –
-1,792
Closed -$358K
V icon
1714
Visa
V
$690B
– –
-1,940
Closed -$397K
VIPS icon
1715
CALL
Vipshop
VIPS
$5.89B
– –
-10,000
Closed -$156K
VTRS icon
1716
Viatris
VTRS
$20.5B
– –
-452
Closed -$7.37K
WAB icon
1717
Wabtec
WAB
$48.6B
– –
-13,724
Closed -$939K
WDAY icon
1718
Workday
WDAY
$45.7B
– –
-494
Closed -$111K
WDC icon
1719
Western Digital
WDC
$165B
– –
-123,936
Closed -$4.11M
X
1720
CALL
DELISTED
US Steel
X
– –
-250,000
Closed -$1.83M
X
1721
DELISTED
US Steel
X
– –
-11,233
Closed -$82K
X
1722
PUT
DELISTED
US Steel
X
– –
-250,000
Closed -$1.83M
XLU icon
1723
State Street Utilities Select Sector SPDR ETF
XLU
$20.4B
– –
-45,002
Closed -$1.34M
XRAY icon
1724
Dentsply Sirona
XRAY
$1.87B
– –
-11,113
Closed -$548K
YUM icon
1725
Yum! Brands
YUM
$37.8B
– –
-3,712
Closed -$379K
66 67 68
69
70

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.