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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
1676
CALL
DELISTED
WestRock Company
WRK
– –
-1,700
Closed -$68K
WRK
1677
DELISTED
WestRock Company
WRK
– –
-1,737
Closed -$69K
WRK
1678
PUT
DELISTED
WestRock Company
WRK
– –
-6,600
Closed -$263K
BLUA.WS
1679
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
– –
-16,666
Closed -$2K
ADTHW
1680
DELISTED
AdTheorent Holding Co Warrants
ADTHW
– –
-33,333
Closed -$14K
AONCW
1681
DELISTED
American Oncology Network, Inc. Warrant
AONCW
– –
-50,000
Closed -$14K
PUCKW
1682
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
– –
-225,000
Closed -$23K
MIR.WS
1683
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
– –
-214,038
Closed -$225K
SCRMW
1684
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
– –
-183,333
Closed -$70K
USCTW
1685
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
– –
-12,500
Closed -$2K
RMGCW
1686
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
– –
-52,000
Closed -$4K
KYCHR
1687
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
– –
-275,000
Closed -$47K
KYCHW
1688
DELISTED
Keyarch Acquisition Corporation Warrant
KYCHW
– –
-137,500
Closed -$11K
FSR
1689
DELISTED
Fisker Inc.
FSR
– –
-7,670
Closed -$69.2K
TGH
1690
PUT
DELISTED
Textainer Group Holdings limited
TGH
– –
-50,000
Closed -$1.37M
SZZLW
1691
DELISTED
Sizzle Acquisition Corp. Warrant
SZZLW
– –
-25,000
Closed -$3K
SLACW
1692
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
– –
-12,500
Closed -$2K
SHAP.WS
1693
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
– –
-162,500
Closed -$19K
LCAAW
1694
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
– –
-51,666
Closed -$5K
NRACW
1695
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
– –
-16,666
Closed -$2K
NCACW
1696
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
– –
-25,000
Closed -$2K
LMDXW
1697
DELISTED
LumiraDx Limited Warrant
LMDXW
– –
-35,000
Closed -$33K
ENERR
1698
DELISTED
Accretion Acquisition Corp Right
ENERR
– –
-230,600
Closed -$28K
ENERW
1699
DELISTED
Accretion Acquisition Corp Warrant
ENERW
– –
-115,300
Closed -$10K
CLINR
1700
DELISTED
Clean Earth Acquisitions Corp. Right
CLINR
– –
-300,000
Closed -$57K
66 67
68
69 70

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.