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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCI icon
1651
Johnson Controls International
JCI
$93.7B
– –
-41,327
Closed -$1.84M
JPM icon
1652
JPMorgan Chase
JPM
$962B
– –
-186,608
Closed -$20.9M
KEYS icon
1653
Keysight
KEYS
$58.7B
– –
-4,533
Closed -$522K
KO icon
1654
Coca-Cola
KO
$372B
– –
-3,841
Closed -$199K
LKQ icon
1655
LKQ Corp
LKQ
$6.25B
– –
-6,903
Closed -$236K
LQD icon
1656
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
– –
-16,500
Closed -$2.22M
LQD icon
1657
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
– –
-16,500
Closed -$2.22M
LRN icon
1658
CALL
Stride
LRN
$3.29B
– –
-30,000
Closed -$790K
LRN icon
1659
PUT
Stride
LRN
$3.29B
– –
-9,000
Closed -$237K
LVS icon
1660
Las Vegas Sands
LVS
$29.6B
– –
-34,419
Closed -$1.84M
LYB icon
1661
LyondellBasell Industries
LYB
$20.7B
– –
-28,103
Closed -$2.29M
MAR icon
1662
Marriott International
MAR
$91.1B
– –
-5,572
Closed -$637K
MCD icon
1663
McDonald's
MCD
$194B
– –
-1,092
Closed -$237K
MELI icon
1664
CALL
Mercado Libre
MELI
$98.4B
– –
-600
Closed -$649K
MET icon
1665
MetLife
MET
$61.5B
– –
-60,293
Closed -$2.61M
MHK icon
1666
Mohawk Industries
MHK
$9.26B
– –
-2,773
Closed -$334K
MLM icon
1667
Martin Marietta Materials
MLM
$33.3B
– –
-1,226
Closed -$327K
MMM icon
1668
3M
MMM
$94.4B
– –
-8,634
Closed -$1.23M
MRNA icon
1669
Moderna
MRNA
$24.2B
– –
-12,840
Closed -$1.3M
MS icon
1670
Morgan Stanley
MS
$338B
– –
-1,006,772
Closed -$57.8M
MTB icon
1671
M&T Bank
MTB
$36.4B
– –
-1,480
Closed -$169K
MU icon
1672
Micron Technology
MU
$981B
– –
-43,149
Closed -$2.6M
NEE icon
1673
NextEra Energy
NEE
$179B
– –
-10,748
Closed -$804K
NIO icon
1674
CALL
NIO
NIO
$11.6B
– –
-160,000
Closed -$3.4M
NUE icon
1675
Nucor
NUE
$61.9B
– –
-3,222
Closed -$166K
65 66
67
68 69

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.