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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
1626
Waters Corp
WAT
$40.8B
– –
-3
Closed -$958
WEN icon
1627
CALL
Wendy's
WEN
$1.66B
– –
-40,000
Closed -$755K
WEN icon
1628
Wendy's
WEN
$1.66B
– –
-5
Closed –
WM icon
1629
Waste Management
WM
$91.1B
– –
-456
Closed -$75.3K
WSM icon
1630
Williams-Sonoma
WSM
$28.9B
– –
-616
Closed -$34K
WSM icon
1631
PUT
Williams-Sonoma
WSM
$28.9B
– –
-25,000
Closed -$1.39M
XBPEW
1632
XBP Europe Holdings Warrant
XBPEW
– –
-12,500
Closed -$3K
XEL icon
1633
Xcel Energy
XEL
$48.9B
– –
-990
Closed -$72.1K
XLB icon
1634
State Street Materials Select Sector SPDR ETF
XLB
$8.62B
– –
-11,988
Closed -$441K
XLV icon
1635
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$0 ﹤0.01%
+1
New +$129
XOM icon
1636
ExxonMobil
XOM
$654B
– –
-26,752
Closed -$2.44M
ZBRA icon
1637
Zebra Technologies
ZBRA
$17.8B
– –
-229
Closed -$70.9K
ZCARW
1638
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
– –
-12,500
Closed -$1K
DAY
1639
DELISTED
Dayforce
DAY
– –
-1,440
Closed -$84K
TVGNW icon
1640
Tevogen Inc. Warrant
TVGNW
$915K
– –
-12,500
Closed -$2K
GCTS.WS
1641
GCT Semiconductor Holding Warrants
GCTS.WS
$18.7M
– –
-12,500
Closed -$3K
ABVEW
1642
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
– –
-100,000
Closed -$9K
BSLKW
1643
DELISTED
Bolt Projects Holdings Warrant
BSLKW
– –
-66,666
Closed -$5K
VEEAW
1644
Veea Inc Warrant
VEEAW
$504K
– –
-10,000
Closed -$2K
XYZ
1645
CALL
Block Inc
XYZ
$46.4B
– –
-264,400
Closed -$16.3M
XYZ
1646
PUT
Block Inc
XYZ
$46.4B
– –
-87,800
Closed -$5.4M
ALTR
1647
DELISTED
Altair Engineering Inc
ALTR
– –
-87,083
Closed -$4.57M
RFACR
1648
DELISTED
RF Acquisition Corp. Rights
RFACR
– –
-325,000
Closed -$33K
RFACW
1649
DELISTED
RF Acquisition Corp. Warrants
RFACW
– –
-325,000
Closed -$29K
PROCW
1650
DELISTED
Procaps Group, S.A. Warrants
PROCW
– –
-100,000
Closed -$76K
64 65
66
67 68

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.