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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
1626
Walt Disney
DIS
$183B
– –
-11,552
Closed -$1.66M
DLTR icon
1627
Dollar Tree
DLTR
$21.4B
– –
-741
Closed -$74.4K
DOCU
1628
DocuSign
DOCU
$12.6B
– –
-6,886
Closed -$1.55M
DOW icon
1629
Dow Inc
DOW
$20.2B
– –
-28,774
Closed -$1.49M
ELV icon
1630
Elevance Health
ELV
$85.9B
– –
-17,271
Closed -$5.3M
EMR icon
1631
Emerson Electric
EMR
$88.3B
– –
-13,344
Closed -$992K
EWJ icon
1632
CALL
iShares MSCI Japan ETF
EWJ
$23.5B
– –
-30,400
Closed -$1.8M
EWJ icon
1633
iShares MSCI Japan ETF
EWJ
$23.5B
– –
-3,565
Closed -$211K
EWJ icon
1634
PUT
iShares MSCI Japan ETF
EWJ
$23.5B
– –
-28,600
Closed -$1.69M
EWY icon
1635
PUT
iShares MSCI South Korea ETF
EWY
$27.4B
– –
-100,000
Closed -$6.53M
FFIV icon
1636
F5
FFIV
$25.1B
– –
-11,641
Closed -$1.77M
FLR icon
1637
CALL
Fluor
FLR
$6.74B
– –
-1,400
Closed -$12K
FLR icon
1638
Fluor
FLR
$6.74B
– –
-4,215
Closed -$37K
FLR icon
1639
PUT
Fluor
FLR
$6.74B
– –
-4,400
Closed -$39K
FOLD
1640
DELISTED
Amicus Therapeutics
FOLD
– –
-37,453
Closed -$529K
FTNT icon
1641
Fortinet
FTNT
$127B
– –
-15,960
Closed -$403K
FXI icon
1642
CALL
iShares China Large-Cap ETF
FXI
$4.05B
– –
-2,252,800
Closed -$94.6M
GE icon
1643
GE Aerospace
GE
$339B
– –
-47,255
Closed -$2.12M
GM icon
1644
General Motors
GM
$72.5B
– –
-97,647
Closed -$3.8M
GME icon
1645
GameStop
GME
$11.8B
– –
-600,000
Closed -$1.53M
GS icon
1646
Goldman Sachs
GS
$272B
– –
-6,048
Closed -$1.35M
HWM icon
1647
Howmet Aerospace
HWM
$92.7B
– –
-77,787
Closed -$1.73M
ILMN icon
1648
Illumina
ILMN
$40.8B
– –
-22,497
Closed -$7.17M
IP icon
1649
International Paper
IP
$18.5B
– –
-11,718
Closed -$524K
IPG
1650
DELISTED
Interpublic Group of Companies
IPG
– –
-50,115
Closed -$1.05M
64 65
66
67 68

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.