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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
1601
AbbVie
ABBV
$467B
– –
-329
Closed -$31.6K
ADBE icon
1602
Adobe
ADBE
$93.6B
– –
-2,683
Closed -$1.3M
AEO icon
1603
PUT
American Eagle Outfitters
AEO
$2.78B
– –
-35,000
Closed -$518K
AMAT icon
1604
Applied Materials
AMAT
$385B
– –
-11,313
Closed -$836K
ANET icon
1605
Arista Networks
ANET
$261B
– –
-72,656
Closed -$1.15M
ASML icon
1606
ASML
ASML
$670B
– –
-2,181
Closed -$918K
AXDX
1607
PUT
DELISTED
Accelerate Diagnostics
AXDX
– –
-2,500
Closed -$267K
BHC icon
1608
CALL
Bausch Health
BHC
$2.13B
– –
-162,100
Closed -$2.52M
BHC icon
1609
Bausch Health
BHC
$2.13B
– –
-25,027
Closed -$389K
BHC icon
1610
PUT
Bausch Health
BHC
$2.13B
– –
-116,200
Closed -$1.81M
BIDU icon
1611
Baidu
BIDU
$29.8B
– –
-3,780
Closed -$561K
BP icon
1612
CALL
BP
BP
$114B
– –
-101,500
Closed -$1.77M
BP icon
1613
BP
BP
$114B
– –
-80,580
Closed -$1.41M
BP icon
1614
PUT
BP
BP
$114B
– –
-94,700
Closed -$1.65M
BXP icon
1615
Boston Properties
BXP
$10.1B
– –
-1,512
Closed -$135K
CFG icon
1616
Citizens Financial Group
CFG
$27.6B
– –
-37,441
Closed -$1.17M
CHKP icon
1617
Check Point Software Technologies
CHKP
$13.4B
– –
-1,258
Closed -$154K
CI icon
1618
Cigna
CI
$71.9B
– –
-32,484
Closed -$6.37M
COF icon
1619
Capital One
COF
$123B
– –
-73,614
Closed -$6.26M
COST icon
1620
Costco
COST
$409B
– –
-2,095
Closed -$783K
CPRI icon
1621
Capri Holdings
CPRI
$1.72B
– –
-30,425
Closed -$931K
CTVA icon
1622
Corteva
CTVA
$52.4B
– –
-6,424
Closed -$230K
CWB icon
1623
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.62B
– –
-9,331
Closed -$643K
DD icon
1624
DuPont de Nemours
DD
$17.8B
– –
-33,227
Closed -$2.61M
DFS
1625
DELISTED
Discover Financial Services
DFS
– –
-25,616
Closed -$1.91M
63 64
65
66 67

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.