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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
-$2.93B
Cap. Flow %
-14.84%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.42%
2 Financials 0.6%
3 Healthcare 0.43%
4 Technology 0.4%
5 Consumer Discretionary 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
1551
Waste Management
WM
$82.7B
– –
-2,281
Closed -$349K
WMT icon
1552
Walmart Inc
WMT
$857B
– –
-25,599
Closed -$1.21M
WU icon
1553
CALL
Western Union
WU
$1.93B
– –
-2,000
Closed -$27.5K
WU icon
1554
Western Union
WU
$1.93B
– –
-6,528
Closed -$89.9K
WU icon
1555
PUT
Western Union
WU
$1.93B
– –
-8,300
Closed -$114K
XLI icon
1556
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
– –
-10,147
Closed -$1.02M
XYL icon
1557
CALL
Xylem
XYL
$24B
– –
-1,100
Closed -$122K
XYL icon
1558
PUT
Xylem
XYL
$24B
– –
-4,800
Closed -$531K
YUM icon
1559
Yum! Brands
YUM
$37.8B
– –
-2,467
Closed -$317K
YUMC icon
1560
CALL
Yum China
YUMC
$13.7B
– –
-10,400
Closed -$568K
YUMC icon
1561
Yum China
YUMC
$13.7B
– –
-72,351
Closed -$3.95M
ZCAR
1562
DELISTED
Zoomcar
ZCAR
– –
-13
Closed -$258K
ZTO icon
1563
ZTO Express
ZTO
$14.7B
– –
-78,100
Closed -$2.1M
ZTS icon
1564
Zoetis
ZTS
$29.4B
– –
-49,213
Closed -$8.07M
ZURA icon
1565
Zura Bio
ZURA
$387M
– –
-100,000
Closed -$1.02M
SOC icon
1566
Sable Offshore Corp
SOC
$744M
– –
-44,900
Closed -$451K
TVGN icon
1567
Tevogen Inc
TVGN
$47.2M
– –
-500
Closed -$258K
BNAI
1568
Brand Engagement Network
BNAI
$47.1M
– –
-32,000
Closed -$3.22M
OKLO
1569
Oklo
OKLO
$7.08B
– –
-373,551
Closed -$3.71M
CMBT
1570
CMB.TECH NV
CMBT
$5.52B
– –
-170,000
Closed -$2.9M
GAP
1571
CALL
The Gap Inc
GAP
$7.66B
– –
-6,000
Closed -$67.7K
GAP
1572
The Gap Inc
GAP
$7.66B
– –
-46,435
Closed -$524K
GAP
1573
PUT
The Gap Inc
GAP
$7.66B
– –
-47,300
Closed -$534K
VEEA
1574
Veea Inc
VEEA
$9.58M
– –
-2,500
Closed -$504K
DEVS
1575
DELISTED
DevvStream Corp
DEVS
– –
-12,000
Closed -$1.22M
61 62
63
64 65

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Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors withdrew a net $2.93B in Q1 2023, closing 280 positions and reducing 596 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 92% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Capstone Investment Advisors opened a new position in iShares Russell 2000 ETF worth $50.9M.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.