We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
1551
CALL
VanEck Gold Miners ETF
GDX
$27.6B
– –
-1,000,000
Closed -$27.4M
GH icon
1552
CALL
Guardant Health
GH
$22.1B
– –
-16,800
Closed -$678K
GH icon
1553
Guardant Health
GH
$22.1B
– –
-24,062
Closed -$971K
GH icon
1554
PUT
Guardant Health
GH
$22.1B
– –
-24,500
Closed -$988K
GLD icon
1555
CALL
SPDR Gold Trust
GLD
$143B
– –
-70,000
Closed -$11.8M
GME icon
1556
GameStop
GME
$8.35B
– –
-8
Closed –
GME icon
1557
PUT
GameStop
GME
$8.35B
– –
-170,000
Closed -$5.2M
HAL icon
1558
Halliburton
HAL
$27.9B
– –
-2
Closed -$57
HES
1559
DELISTED
Hess
HES
– –
-611
Closed -$67.7K
HUBS icon
1560
HubSpot
HUBS
$10.5B
– –
-219
Closed -$66K
HUBS icon
1561
PUT
HubSpot
HUBS
$10.5B
– –
-10,000
Closed -$3.01M
HWM icon
1562
Howmet Aerospace
HWM
$113B
– –
-2,191
Closed -$76.9K
IE icon
1563
Ivanhoe Electric
IE
$1.72B
– –
-27,444
Closed -$239K
IQ icon
1564
PUT
iQIYI
IQ
$1.29B
– –
-950,000
Closed -$3.99M
KMI icon
1565
Kinder Morgan
KMI
$70.6B
– –
-4
Closed -$71
KR icon
1566
Kroger
KR
$34.4B
– –
-1,449
Closed -$68.8K
LLY icon
1567
Eli Lilly
LLY
$1.08T
– –
-4,112
Closed -$1.3M
LMT icon
1568
Lockheed Martin
LMT
$139B
– –
-12,900
Closed -$5.39M
LVS icon
1569
Las Vegas Sands
LVS
$29.6B
– –
-1
Closed -$37
LYFT icon
1570
CALL
Lyft
LYFT
$6.25B
– –
-215,000
Closed -$2.85M
LYFT icon
1571
Lyft
LYFT
$6.25B
– –
-4,983
Closed -$66K
LYFT icon
1572
PUT
Lyft
LYFT
$6.25B
– –
-160,000
Closed -$2.13M
MAA icon
1573
CALL
Mid-America Apartment Communities
MAA
$15.3B
– –
-1,000
Closed -$175K
MAA icon
1574
Mid-America Apartment Communities
MAA
$15.3B
– –
-1
Closed –
MAA icon
1575
PUT
Mid-America Apartment Communities
MAA
$15.3B
– –
-1,200
Closed -$210K
61 62
63
64 65

Similar funds

CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Rockefeller Capital Management
Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return
Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.