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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
1501
CALL
Trade Desk
TTD
$6.37B
– –
-43,600
Closed -$2.6M
TTD icon
1502
PUT
Trade Desk
TTD
$6.37B
– –
-43,600
Closed -$2.6M
TXT icon
1503
CALL
Textron
TXT
$15.2B
– –
-6,400
Closed -$373K
TXT icon
1504
Textron
TXT
$15.2B
– –
-16,721
Closed -$974K
TXT icon
1505
PUT
Textron
TXT
$15.2B
– –
-28,600
Closed -$1.67M
TYL icon
1506
CALL
Tyler Technologies
TYL
$13.2B
– –
-200
Closed -$70K
TYL icon
1507
PUT
Tyler Technologies
TYL
$13.2B
– –
-500
Closed -$174K
UHS icon
1508
Universal Health Services
UHS
$9.94B
– –
-14,556
Closed -$1.72M
UMC icon
1509
United Microelectronic
UMC
$47.5B
– –
-20,400
Closed -$114K
URI icon
1510
United Rentals
URI
$71.2B
– –
-3,345
Closed -$1.1M
VNO icon
1511
CALL
Vornado Realty Trust
VNO
$7.24B
– –
-4,200
Closed -$97K
VNO icon
1512
Vornado Realty Trust
VNO
$7.24B
– –
-58,429
Closed -$1.35M
VNO icon
1513
PUT
Vornado Realty Trust
VNO
$7.24B
– –
-66,700
Closed -$1.54M
VRSK icon
1514
CALL
Verisk Analytics
VRSK
$23.6B
– –
-400
Closed -$68K
VRSK icon
1515
PUT
Verisk Analytics
VRSK
$23.6B
– –
-4,400
Closed -$750K
VRSN icon
1516
CALL
VeriSign
VRSN
$26B
– –
-500
Closed -$87K
VRSN icon
1517
PUT
VeriSign
VRSN
$26B
– –
-2,100
Closed -$365K
WAT icon
1518
CALL
Waters Corp
WAT
$40.7B
– –
-700
Closed -$189K
WAT icon
1519
PUT
Waters Corp
WAT
$40.7B
– –
-2,100
Closed -$566K
WGO icon
1520
PUT
Winnebago Industries
WGO
$927M
– –
-20,000
Closed -$1.06M
XEL icon
1521
CALL
Xcel Energy
XEL
$48.5B
– –
-1,700
Closed -$109K
XEL icon
1522
PUT
Xcel Energy
XEL
$48.5B
– –
-8,100
Closed -$518K
XLE icon
1523
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
– –
-458,400
Closed -$16.5M
XLV icon
1524
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-1
Closed –
XLV icon
1525
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
– –
-100,000
Closed -$12.1M
59 60
61
62 63

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.