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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
-$2.93B
Cap. Flow %
-14.84%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.42%
2 Financials 0.6%
3 Healthcare 0.43%
4 Technology 0.4%
5 Consumer Discretionary 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JETS icon
1476
PUT
US Global Jets ETF
JETS
$707M
– –
-200,000
Closed -$3.42M
JPM icon
1477
JPMorgan Chase
JPM
$912B
– –
-29,868
Closed -$4.09M
KWEB icon
1478
CALL
KraneShares CSI China Internet ETF
KWEB
$4.69B
– –
-400,000
Closed -$12.1M
LAD icon
1479
CALL
Lithia Motors
LAD
$6.96B
– –
-10,000
Closed -$2.05M
LAD icon
1480
PUT
Lithia Motors
LAD
$6.96B
– –
-10,000
Closed -$2.05M
LDTC
1481
DELISTED
LeddarTech
LDTC
– –
-148,030
Closed -$736K
LESL icon
1482
Leslie's
LESL
$2.74M
– –
-4,168
Closed -$1.02M
LI icon
1483
Li Auto
LI
$11.2B
– –
-335,300
Closed -$6.84M
LQD icon
1484
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$27.7B
– –
-25,000
Closed -$2.71M
LUMN icon
1485
CALL
Lumen
LUMN
$5.89B
– –
-308,600
Closed -$1.61M
M icon
1486
CALL
Macy's
M
$5.91B
– –
-310,000
Closed -$6.4M
M icon
1487
PUT
Macy's
M
$5.91B
– –
-45,000
Closed -$929K
MDT icon
1488
Medtronic
MDT
$113B
– –
-14,172
Closed -$1.16M
MDY icon
1489
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.5B
– –
-983
Closed -$435K
META icon
1490
Meta Platforms (Facebook)
META
$1.91T
– –
-174,356
Closed -$29.7M
MGM icon
1491
MGM Resorts International
MGM
$8.2B
– –
-57,392
Closed -$2.38M
MLM icon
1492
Martin Marietta Materials
MLM
$34.4B
– –
-197
Closed -$69.1K
MRSH
1493
CALL
Marsh
MRSH
$81.7B
– –
-1,000
Closed -$165K
NEE.PRR
1494
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
– –
-50,000
Closed -$2.51M
NICE icon
1495
Nice
NICE
$6.61B
– –
-4,200
Closed -$808K
NTRS icon
1496
CALL
Northern Trust
NTRS
$32.2B
– –
-1,000
Closed -$88.5K
NTRS icon
1497
Northern Trust
NTRS
$32.2B
– –
-2,284
Closed -$202K
NTRS icon
1498
PUT
Northern Trust
NTRS
$32.2B
– –
-5,800
Closed -$513K
NVDA icon
1499
NVIDIA
NVDA
$5.43T
– –
-965,410
Closed -$20.9M
NXPI icon
1500
NXP Semiconductors
NXPI
$60B
– –
-4,182
Closed -$745K
58 59
60
61 62

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Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors withdrew a net $2.93B in Q1 2023, closing 280 positions and reducing 596 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 92% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Capstone Investment Advisors opened a new position in iShares Russell 2000 ETF worth $50.9M.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.