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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$33.2B
AUM Growth
+$11B
Cap. Flow
+$5.37B
Cap. Flow %
16.16%
Top 10 Hldgs %
42.14%
Holding
2,491
New
406
Increased
1,004
Reduced
483
Closed
418

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16B
2
AMZN icon
Amazon
AMZN
+$299M
3
O icon
Realty Income
O
+$80.3M
4
ARM icon
Arm
ARM
+$41.3M
5
HDB icon
HDFC Bank
HDB
+$32.6M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$53.5M
2
GLD icon
SPDR Gold Trust
GLD
+$35.9M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$34.5M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$29.1M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$28.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.59%
2 Technology 0.56%
3 Financials 0.43%
4 Real Estate 0.29%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
126
PUT
Palo Alto Networks
PANW
$313B
$29.8M 0.09%
202,200
+157,600
+353% +$21.1M
CVS icon
127
PUT
CVS Health
CVS
$120B
$29.5M 0.09%
374,200
+143,900
+62% +$10.2M
LLY icon
128
CALL
Eli Lilly
LLY
$1.08T
$29.3M 0.09%
50,300
+15,900
+46% +$9.28M
LIN icon
129
PUT
Linde
LIN
$226B
$29.3M 0.09%
71,300
+21,700
+44% +$8.56M
LMT icon
130
PUT
Lockheed Martin
LMT
$138B
$28.9M 0.09%
63,700
+25,600
+67% +$11.3M
ADI icon
131
PUT
Analog Devices
ADI
$188B
$28.7M 0.09%
144,500
+49,300
+52% +$8.8M
SPGI icon
132
PUT
S&P Global
SPGI
$120B
$28.4M 0.09%
64,500
+21,400
+50% +$8.45M
T icon
133
PUT
AT&T
T
$168B
$28.3M 0.09%
1,687,500
+523,800
+45% +$8.27M
FXI icon
134
CALL
iShares China Large-Cap ETF
FXI
$4.25B
$28.1M 0.08%
1,168,200
+1,100,500
+1,626% +$27.9M
SBUX icon
135
PUT
Starbucks
SBUX
$122B
$26.7M 0.08%
278,300
+110,000
+65% +$10.7M
INTU icon
136
CALL
Intuit
INTU
$92B
$26.6M 0.08%
42,500
+22,000
+107% +$12.1M
KO icon
137
CALL
Coca-Cola
KO
$372B
$26.3M 0.08%
446,400
+212,100
+91% +$12M
SCHW
138
PUT
Charles Schwab
SCHW
$186B
$26.3M 0.08%
382,000
+146,800
+62% +$8.48M
PG icon
139
CALL
Procter & Gamble
PG
$338B
$25.9M 0.08%
176,700
+75,700
+75% +$11.2M
QCOM icon
140
CALL
Qualcomm
QCOM
$171B
$25.7M 0.08%
177,400
+90,500
+104% +$11.2M
MS icon
141
CALL
Morgan Stanley
MS
$338B
$25.4M 0.08%
272,900
+97,400
+55% +$7.79M
DIS icon
142
CALL
Walt Disney
DIS
$179B
$25.3M 0.08%
280,100
-139,400
-33% -$12.3M
QQQ icon
143
Invesco QQQ Trust
QQQ
$478B
$25.1M 0.08%
61,209
-18,547
-23% -$7.04M
LRCX icon
144
PUT
Lam Research
LRCX
$390B
$24.8M 0.07%
316,000
+120,000
+61% +$8.18M
TXN icon
145
PUT
Texas Instruments
TXN
$257B
$24.8M 0.07%
145,200
+49,900
+52% +$7.73M
TLT icon
146
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$23.9M 0.07%
241,499
+233,012
+2,746% +$21.1M
PFE icon
147
CALL
Pfizer
PFE
$152B
$22.9M 0.07%
794,800
+433,200
+120% +$13.1M
LOW icon
148
PUT
Lowe's Companies
LOW
$124B
$22.6M 0.07%
101,500
+27,100
+36% +$5.49M
RTX icon
149
PUT
RTX Corp
RTX
$302B
$22.6M 0.07%
268,400
+116,100
+76% +$9.19M
XLK icon
150
PUT
State Street Technology Select Sector SPDR ETF
XLK
$122B
$22.4M 0.07%
233,000
-760,400
-77% -$67.7M
4 5
6
7 8

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Capstone Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Capstone Investment Advisors held 2,491 positions worth $33.2B, up 50% from $22.2B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors deployed $5.37B of net new capital in Q4 2023, opening 406 new positions and adding to 1,004 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.6% of assets, up from 0.91% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $35.9M trimmed.

  • Capstone Investment Advisors's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 826,701 shares worth $20.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $1.16B increase.
  • Capstone Investment Advisors's biggest Q4 2023 reduction was SPDR Gold Trust, cutting an estimated $35.9M.
  • Capstone Investment Advisors fully exited Activision Blizzard in Q4 2023, selling an estimated $53.5M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $33.2B portfolio in Q4 2023.
  • Capstone Investment Advisors opened 406 new positions and closed 418 in Q4 2023.
  • Capstone Investment Advisors's portfolio value rose 50% quarter-over-quarter to $33.2B.

Based on Capstone Investment Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.