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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
(+9.8%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.1M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$52.1M |
| 3 |
HDFC Bank
HDB
|
+$42M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$36.4M |
| 5 |
RTX Corp
RTX
|
+$29.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$66.8M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$47.3M |
| 3 |
Bank of America
BAC
|
+$14.4M |
| 4 |
Walt Disney
DIS
|
+$12.2M |
| 5 |
NVIDIA
NVDA
|
+$11M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.28% |
| 2 | Financials | 0.99% |
| 3 | Consumer Discretionary | 0.91% |
| 4 | Healthcare | 0.85% |
| 5 | Industrials | 0.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
CALL
Eli Lilly
LLY
$1.08T
| $18.5M | 0.08% |
34,400
+2,900
| +9% | +$1.49M |
|
127
PUT
Linde
LIN
$226B
| $18.5M | 0.08% |
49,600
+1,500
| +3% | +$571K |
|
128
PUT
Target
TGT
$69.2B
| $18.5M | 0.08% |
166,900
+94,100
| +129% | +$11.9M |
|
129
PUT
Wells Fargo
WFC
$264B
| $18.4M | 0.08% |
450,700
+131,700
| +41% | +$5.69M |
|
130
CALL
ExxonMobil
XOM
$657B
| $18.4M | 0.08% |
156,400
+59,200
| +61% | +$6.49M |
|
131
CALL
Intel
INTC
$493B
| $18.4M | 0.08% |
516,300
+379,600
| +278% | +$13.2M |
|
132
PUT
Morgan Stanley
MS
$338B
| $17.9M | 0.08% |
219,400
+12,100
| +6% | +$1.05M |
|
133
PUT
McDonald's
MCD
$194B
| $17.5M | 0.08% |
66,500
+18,700
| +39% | +$5.33M |
|
134
PUT
AT&T
T
$168B
| $17.5M | 0.08% |
1,163,700
+368,900
| +46% | +$5.41M |
|
135
CALL
Netflix
NFLX
$311B
| $17.1M | 0.08% |
454,000
+101,000
| +29% | +$4.28M |
|
|
SGEN
136
DELISTED
Seagen Inc. Common Stock
SGEN
| $17M | 0.08% |
+80,000
| New | +$16M |
|
137
PUT
Analog Devices
ADI
$188B
| $16.7M | 0.08% |
95,200
+26,100
| +38% | +$4.81M |
|
138
PUT
Applied Materials
AMAT
$417B
| $16.4M | 0.07% |
118,100
+28,500
| +32% | +$4.09M |
|
139
PUT
CVS Health
CVS
$120B
| $16.1M | 0.07% |
230,300
+22,500
| +11% | +$1.59M |
|
140
PUT
United Rentals
URI
$71.2B
| $16M | 0.07% |
36,000
+100
| +0.3% | +$45.8K |
|
141
CALL
American Electric Power
AEP
$67.3B
| $16M | 0.07% |
212,400
-600
| -0.3% | -$48.8K |
|
|
142
CALL
Analog Devices
ADI
$188B
| $16M | 0.07% |
91,200
+13,800
| +18% | +$2.54M |
|
143
Tesla
TSLA
$1.31T
| $15.9M | 0.07% |
63,491
+30,428
| +92% | +$7.82M |
|
144
PUT
Northrop Grumman
NOC
$81.8B
| $15.8M | 0.07% |
35,900
+4,400
| +14% | +$1.93M |
|
145
Pfizer
PFE
$152B
| $15.7M | 0.07% |
474,813
+46,150
| +11% | +$1.63M |
|
146
PUT
S&P Global
SPGI
$120B
| $15.7M | 0.07% |
43,100
-400
| -0.9% | -$157K |
|
147
PUT
Duke Energy
DUK
$96.1B
| $15.7M | 0.07% |
177,600
+24,800
| +16% | +$2.27M |
|
148
PUT
Lockheed Martin
LMT
$138B
| $15.6M | 0.07% |
38,100
+3,500
| +10% | +$1.55M |
|
149
CALL
Berkshire Hathaway Class B
BRK.B
$1.11T
| $15.6M | 0.07% |
44,400
-9,800
| -18% | -$3.48M |
|
150
PUT
Micron Technology
MU
$981B
| $15.5M | 0.07% |
228,300
+54,200
| +31% | +$3.63M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2023 Portfolio in Review
As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.
- Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
- Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
- Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
- Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
- Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
- Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
- Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.
Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.