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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.8B
AUM Growth
+$6.04B
Cap. Flow
-$2.93B
Cap. Flow %
-14.84%
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$52.5M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$30.9M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$23.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
BAC icon
Bank of America
BAC
+$12M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.1M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$49.8M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$43.5M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$42.8M
5
O icon
Realty Income
O
+$42.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.42%
2 Financials 0.6%
3 Healthcare 0.43%
4 Technology 0.4%
5 Consumer Discretionary 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
126
PUT
Analog Devices
ADI
$191B
$14.9M 0.08%
75,800
+17,000
+29% +$3.05M
CVS icon
127
PUT
CVS Health
CVS
$114B
$14.8M 0.07%
199,300
+70,400
+55% +$5.9M
XLE icon
128
CALL
State Street Energy Select Sector SPDR ETF
XLE
$40.2B
$14.7M 0.07%
+355,400
New +$15.2M
LMT icon
129
PUT
Lockheed Martin
LMT
$120B
$14.7M 0.07%
31,000
-9,500
-23% -$4.45M
ACN icon
130
PUT
Accenture
ACN
$108B
$14.6M 0.07%
51,000
-41,600
-45% -$11.3M
VMW
131
DELISTED
VMware, Inc
VMW
$14.4M 0.07%
115,000
+14,310
+14% +$1.72M
TSM icon
132
CALL
TSMC
TSM
$2.34T
$14M 0.07%
150,000
– –
SPGI icon
133
PUT
S&P Global
SPGI
$119B
$13.9M 0.07%
40,300
+12,500
+45% +$4.4M
URI icon
134
PUT
United Rentals
URI
$65.2B
$13.9M 0.07%
35,100
+25,700
+273% +$10.8M
FISV
135
PUT
Fiserv Inc
FISV
$24.7B
$13.7M 0.07%
121,600
+800
+0.7% +$88K
DUK icon
136
PUT
Duke Energy
DUK
$88.4B
$13.7M 0.07%
141,700
+86,100
+155% +$8.51M
BMY icon
137
PUT
Bristol-Myers Squibb
BMY
$128B
$13.5M 0.07%
195,100
-73,800
-27% -$5.21M
NOC icon
138
PUT
Northrop Grumman
NOC
$72.5B
$13.4M 0.07%
29,000
+11,600
+67% +$5.38M
TXNM
139
TXNM Energy Inc
TXNM
$6.44B
$13.3M 0.07%
273,859
+173,859
+174% +$8.53M
C icon
140
PUT
Citigroup
C
$225B
$13.3M 0.07%
284,300
+191,100
+205% +$9.38M
SBUX icon
141
CALL
Starbucks
SBUX
$108B
$13.3M 0.07%
127,600
+55,000
+76% +$5.72M
BAC icon
142
CALL
Bank of America
BAC
$396B
$13.3M 0.07%
463,500
+135,000
+41% +$4.46M
JD icon
143
CALL
JD.com
JD
$35.8B
$13.2M 0.07%
300,000
– –
NEE icon
144
PUT
NextEra Energy
NEE
$159B
$12.6M 0.06%
163,700
+50,000
+44% +$3.85M
SBUX icon
145
PUT
Starbucks
SBUX
$108B
$12M 0.06%
115,300
-107,700
-48% -$11.2M
MRK icon
146
PUT
Merck
MRK
$367B
$11.5M 0.06%
108,100
-26,600
-20% -$2.87M
SCHW
147
PUT
Charles Schwab
SCHW
$171B
$11.4M 0.06%
218,500
+16,500
+8% +$1.21M
PFE icon
148
CALL
Pfizer
PFE
$163B
$11.4M 0.06%
278,200
+59,200
+27% +$2.56M
NFLX icon
149
CALL
Netflix
NFLX
$296B
$11.3M 0.06%
327,000
+70,000
+27% +$2.32M
ELV icon
150
PUT
Elevance Health
ELV
$85.9B
$11M 0.06%
23,900
-20,900
-47% -$9.95M
4 5
6
7 8

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Capstone Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capstone Investment Advisors withdrew a net $2.93B in Q1 2023, closing 280 positions and reducing 596 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 92% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Capstone Investment Advisors opened a new position in iShares Russell 2000 ETF worth $50.9M.

  • Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
  • Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
  • Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
  • Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
  • Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
  • Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.

Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.