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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
+0.28%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.8B
AUM Growth
+$6.04B
(+44%)
Cap. Flow
+$2.16B
Cap. Flow
% of AUM
10.93%
Top 10 Holdings %
Top 10 Hldgs %
54.88%
Holding
1,822
New
340
Increased
417
Reduced
596
Closed
280
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$52.5M |
| 2 |
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
|
+$30.9M |
| 3 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$23.4M |
| 4 |
Goldman Sachs
GS
|
+$15.1M |
| 5 |
Bank of America
BAC
|
+$12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$57.1M |
| 2 |
iShares MSCI Emerging Markets ETF
EEM
|
+$49.8M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$43.5M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$42.8M |
| 5 |
Realty Income
O
|
+$42.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 0.6% |
| 2 | Healthcare | 0.43% |
| 3 | Technology | 0.4% |
| 4 | Consumer Discretionary | 0.25% |
| 5 | Communication Services | 0.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
PUT
Analog Devices
ADI
$188B
| $14.9M | 0.08% |
75,800
+17,000
| +29% | +$3.05M |
|
127
PUT
CVS Health
CVS
$120B
| $14.8M | 0.07% |
199,300
+70,400
| +55% | +$5.9M |
|
128
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
| $14.7M | 0.07% |
+355,400
| New | +$15.2M |
|
129
PUT
Lockheed Martin
LMT
$138B
| $14.7M | 0.07% |
31,000
-9,500
| -23% | -$4.45M |
|
130
PUT
Accenture
ACN
$110B
| $14.6M | 0.07% |
51,000
-41,600
| -45% | -$11.3M |
|
|
VMW
131
DELISTED
VMware, Inc
VMW
| $14.4M | 0.07% |
115,000
+14,310
| +14% | +$1.72M |
|
132
CALL
TSMC
TSM
$2.19T
| $14M | 0.07% |
150,000
| – | – |
|
133
PUT
S&P Global
SPGI
$120B
| $13.9M | 0.07% |
40,300
+12,500
| +45% | +$4.4M |
|
134
PUT
United Rentals
URI
$71.2B
| $13.9M | 0.07% |
35,100
+25,700
| +273% | +$10.8M |
|
|
FISV
135
PUT
Fiserv Inc
FISV
$28B
| $13.7M | 0.07% |
121,600
+800
| +0.7% | +$88K |
|
136
PUT
Duke Energy
DUK
$96.1B
| $13.7M | 0.07% |
141,700
+86,100
| +155% | +$8.51M |
|
137
PUT
Bristol-Myers Squibb
BMY
$130B
| $13.5M | 0.07% |
195,100
-73,800
| -27% | -$5.21M |
|
138
PUT
Northrop Grumman
NOC
$81.8B
| $13.4M | 0.07% |
29,000
+11,600
| +67% | +$5.38M |
|
|
TXNM
139
TXNM Energy Inc
TXNM
$5.91B
| $13.3M | 0.07% |
273,859
+173,859
| +174% | +$8.53M |
|
140
PUT
Citigroup
C
$228B
| $13.3M | 0.07% |
284,300
+191,100
| +205% | +$9.38M |
|
141
CALL
Starbucks
SBUX
$122B
| $13.3M | 0.07% |
127,600
+55,000
| +76% | +$5.72M |
|
|
142
CALL
Bank of America
BAC
$448B
| $13.3M | 0.07% |
463,500
+135,000
| +41% | +$4.46M |
|
143
CALL
JD.com
JD
$43.1B
| $13.2M | 0.07% |
300,000
| – | – |
|
144
PUT
NextEra Energy
NEE
$179B
| $12.6M | 0.06% |
163,700
+50,000
| +44% | +$3.85M |
|
|
145
PUT
Starbucks
SBUX
$122B
| $12M | 0.06% |
115,300
-107,700
| -48% | -$11.2M |
|
146
PUT
Merck
MRK
$322B
| $11.5M | 0.06% |
108,100
-26,600
| -20% | -$2.87M |
|
|
SCHW
147
PUT
Charles Schwab
SCHW
$186B
| $11.4M | 0.06% |
218,500
+16,500
| +8% | +$1.21M |
|
148
CALL
Pfizer
PFE
$152B
| $11.4M | 0.06% |
278,200
+59,200
| +27% | +$2.56M |
|
149
CALL
Netflix
NFLX
$311B
| $11.3M | 0.06% |
327,000
+70,000
| +27% | +$2.32M |
|
150
PUT
Elevance Health
ELV
$84.7B
| $11M | 0.06% |
23,900
-20,900
| -47% | -$9.95M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q1 2023 Portfolio in Review
As of Q1 2023, Capstone Investment Advisors held 1,822 positions worth $19.8B, up 44% from $13.7B the previous quarter. Its ten largest holdings account for 55% of the portfolio.
Capstone Investment Advisors deployed $2.16B of net new capital in Q1 2023, opening 340 new positions and adding to 417 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
By sector, the portfolio is most concentrated in Financials at 0.6% of assets, down from 1.7% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $57.1M trimmed.
- Capstone Investment Advisors's largest Q1 2023 buy was iShares Russell 2000 ETF: 285,172 shares worth $50.9M.
- Capstone Investment Advisors added most to State Street SPDR S&P Regional Banking ETF in Q1 2023, an estimated $23.4M increase.
- Capstone Investment Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $57.1M.
- Capstone Investment Advisors fully exited Meta Platforms (Facebook) in Q1 2023, selling an estimated $29.7M.
- Capstone Investment Advisors's ten largest holdings make up 55% of its $19.8B portfolio in Q1 2023.
- Capstone Investment Advisors opened 340 new positions and closed 280 in Q1 2023.
- Capstone Investment Advisors's portfolio value rose 44% quarter-over-quarter to $19.8B.
Based on Capstone Investment Advisors's 13F filing for Q1 2023, filed 9 May 2023.