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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWEB icon
126
CALL
KraneShares CSI China Internet ETF
KWEB
$5.56B
$12.1M 0.09%
400,000
– –
PM icon
127
PUT
Philip Morris
PM
$290B
$12M 0.09%
119,000
+3,700
+3% +$349K
CMCSA icon
128
PUT
Comcast
CMCSA
$91B
$12M 0.09%
344,100
+7,700
+2% +$255K
CVS icon
129
PUT
CVS Health
CVS
$120B
$12M 0.09%
128,900
+8,400
+7% +$811K
ABT icon
130
Abbott
ABT
$190B
$12M 0.09%
109,174
-33,936
-24% -$3.51M
DHR icon
131
CALL
Danaher
DHR
$146B
$11.7M 0.09%
49,745
+34,404
+224% +$7.98M
T icon
132
AT&T
T
$168B
$11.4M 0.08%
618,494
+17,544
+3% +$314K
BLK icon
133
Blackrock
BLK
$178B
$11.4M 0.08%
16,041
-15,320
-49% -$10.2M
PFE icon
134
CALL
Pfizer
PFE
$152B
$11.2M 0.08%
219,000
+29,100
+15% +$1.4M
LOW icon
135
PUT
Lowe's Companies
LOW
$124B
$11.2M 0.08%
56,200
-13,300
-19% -$2.66M
TSM icon
136
CALL
TSMC
TSM
$2.19T
$11.2M 0.08%
+150,000
New +$10.9M
CMCSA icon
137
Comcast
CMCSA
$91B
$11.1M 0.08%
317,685
+91,450
+40% +$3.02M
ORCL icon
138
PUT
Oracle
ORCL
$419B
$11.1M 0.08%
135,400
+25,700
+23% +$1.95M
KRE icon
139
State Street SPDR S&P Regional Banking ETF
KRE
$4.61B
$11M 0.08%
187,499
+126,271
+206% +$7.77M
XLE icon
140
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$11M 0.08%
250,948
-103,270
-29% -$4.5M
WFC icon
141
Wells Fargo
WFC
$264B
$10.9M 0.08%
265,173
+69,733
+36% +$3.09M
GE icon
142
PUT
GE Aerospace
GE
$382B
$10.9M 0.08%
209,465
+13,965
+7% +$687K
INTC icon
143
PUT
Intel
INTC
$493B
$10.9M 0.08%
413,500
+36,000
+10% +$1,000K
BAC icon
144
CALL
Bank of America
BAC
$448B
$10.9M 0.08%
328,500
+59,100
+22% +$2.04M
ABT icon
145
CALL
Abbott
ABT
$190B
$10.8M 0.08%
98,300
+52,700
+116% +$5.46M
NFLX icon
146
PUT
Netflix
NFLX
$311B
$10.7M 0.08%
362,000
-186,000
-34% -$5.22M
EFA icon
147
CALL
iShares MSCI EAFE ETF
EFA
$79.9B
$10.6M 0.08%
161,300
-250,000
-61% -$15.7M
SHW icon
148
PUT
Sherwin-Williams
SHW
$88.5B
$10.5M 0.08%
44,300
-14,400
-25% -$3.33M
MDLZ icon
149
PUT
Mondelez International
MDLZ
$78.9B
$10.4M 0.08%
156,400
+16,900
+12% +$1.07M
ETN icon
150
PUT
Eaton
ETN
$178B
$10.4M 0.08%
66,400
+2,400
+4% +$368K
4 5
6
7 8

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.