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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$16.6B
AUM Growth
-$3.94B
Cap. Flow
-$5.42B
Cap. Flow %
-32.74%
Top 10 Hldgs %
47.62%
Holding
1,965
New
161
Increased
605
Reduced
515
Closed
322

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$216M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$95.5M
3
MSFT icon
Microsoft
MSFT
+$77.3M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$39.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$26M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$94.6M
2
AMZN icon
Amazon
AMZN
+$47.2M
3
NVDA icon
NVIDIA
NVDA
+$44.2M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$43.8M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 2.66%
2 Financials 2.66%
3 Consumer Discretionary 1.63%
4 Communication Services 0.97%
5 Healthcare 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
126
PUT
Sherwin-Williams
SHW
$88.5B
$12M 0.07%
58,700
+300
+0.5% +$71.1K
ABBV icon
127
CALL
AbbVie
ABBV
$442B
$12M 0.07%
89,400
+4,600
+5% +$660K
USB icon
128
PUT
US Bancorp
USB
$100B
$11.9M 0.07%
295,000
-54,900
-16% -$2.54M
MRK icon
129
CALL
Merck
MRK
$322B
$11.9M 0.07%
138,000
+2,400
+2% +$214K
AMAT icon
130
Applied Materials
AMAT
$417B
$11.9M 0.07%
144,930
+42,476
+41% +$4.1M
ICE icon
131
PUT
Intercontinental Exchange
ICE
$84.9B
$11.8M 0.07%
130,800
-1,300
-1% -$130K
JPM icon
132
CALL
JPMorgan Chase
JPM
$962B
$11.8M 0.07%
112,800
-1,700
-1% -$195K
CVX icon
133
CALL
Chevron
CVX
$386B
$11.6M 0.07%
80,500
-6,100
-7% -$930K
CVS icon
134
PUT
CVS Health
CVS
$120B
$11.5M 0.07%
120,500
-48,200
-29% -$4.77M
QCOM icon
135
Qualcomm
QCOM
$171B
$11.5M 0.07%
101,554
+62,382
+159% +$8.57M
HCA icon
136
PUT
HCA Healthcare
HCA
$89.1B
$11.4M 0.07%
61,900
-4,000
-6% -$797K
PLD icon
137
PUT
Prologis
PLD
$133B
$11.4M 0.07%
111,800
-5,700
-5% -$707K
GS icon
138
PUT
Goldman Sachs
GS
$301B
$11.3M 0.07%
38,500
+200
+0.5% +$64.8K
TGT icon
139
PUT
Target
TGT
$69.2B
$11M 0.07%
74,400
-477,100
-87% -$76.4M
FISV
140
PUT
Fiserv Inc
FISV
$28B
$11M 0.07%
117,700
-20,200
-15% -$2.06M
T icon
141
CALL
AT&T
T
$168B
$11M 0.07%
716,400
-43,700
-6% -$795K
WFC icon
142
CALL
Wells Fargo
WFC
$264B
$10.7M 0.06%
266,600
-56,200
-17% -$2.41M
SPGI icon
143
S&P Global
SPGI
$120B
$10.6M 0.06%
34,663
+22,481
+185% +$8.04M
TEAM icon
144
CALL
Atlassian
TEAM
$39.1B
$10.5M 0.06%
+50,000
New +$11.7M
TEAM icon
145
PUT
Atlassian
TEAM
$39.1B
$10.5M 0.06%
+50,000
New +$11.7M
CRBG icon
146
Corebridge Financial
CRBG
$14.9B
$10.4M 0.06%
+529,820
New +$10.9M
JNJ icon
147
CALL
Johnson & Johnson
JNJ
$626B
$10.3M 0.06%
63,100
-7,600
-11% -$1.29M
XLF icon
148
State Street Financial Select Sector SPDR ETF
XLF
$59B
$10.3M 0.06%
338,827
-231,322
-41% -$7.65M
FIS icon
149
PUT
Fidelity National Information Services
FIS
$22.1B
$10.1M 0.06%
134,300
-16,500
-11% -$1.54M
TXN icon
150
PUT
Texas Instruments
TXN
$257B
$10.1M 0.06%
65,400
-11,300
-15% -$1.9M
4 5
6
7 8

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Capstone Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Capstone Investment Advisors held 1,965 positions worth $16.6B, down 19% from $20.5B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Capstone Investment Advisors withdrew a net $5.42B in Q3 2022, closing 322 positions and reducing 515 holdings. Its most notable exit was iShares MSCI USA Min Vol Factor ETF, an estimated $94.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 1.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in State Street SPDR S&P 500 ETF Trust worth $194M.

  • Capstone Investment Advisors's largest Q3 2022 buy was State Street SPDR S&P 500 ETF Trust: 542,951 shares worth $194M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2022, an estimated $77.3M increase.
  • Capstone Investment Advisors's biggest Q3 2022 reduction was Amazon, cutting an estimated $47.2M.
  • Capstone Investment Advisors fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2022, selling an estimated $94.6M.
  • Capstone Investment Advisors's ten largest holdings make up 48% of its $16.6B portfolio in Q3 2022.
  • Capstone Investment Advisors opened 161 new positions and closed 322 in Q3 2022.
  • Capstone Investment Advisors's portfolio value fell 19% quarter-over-quarter to $16.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2022, filed 10 Nov 2022.