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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
Cap. Flow
+$4.7B
Cap. Flow %
9.32%
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$115M
2
NUAN
Nuance Communications, Inc.
NUAN
+$77.9M
3
AAPL icon
Apple
AAPL
+$66.7M
4
AMZN icon
Amazon
AMZN
+$65.6M
5
KSU
Kansas City Southern
KSU
+$56.8M

Top Sells

Rank Stock Value
1
WORK
Slack Technologies, Inc.
WORK
+$196M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$160M
3
MXIM
Maxim Integrated Products
MXIM
+$152M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.9M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$37.5M

Sector Composition

Rank Sector Weight
1 Technology 1.67%
2 Communication Services 1.07%
3 Industrials 0.84%
4 Healthcare 0.66%
5 Financials 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
126
PUT
Becton Dickinson
BDX
$49.4B
$69M 0.14%
287,718
+2,870
+1% +$704K
PFE icon
127
CALL
Pfizer
PFE
$152B
$68.3M 0.14%
1,587,600
+50,800
+3% +$2.25M
ADP icon
128
PUT
Automatic Data Processing
ADP
$108B
$67.6M 0.13%
337,900
-5,500
-2% -$1.13M
FDX icon
129
PUT
FedEx
FDX
$76.3B
$67.3M 0.13%
306,900
+47,100
+18% +$12.8M
DIS icon
130
CALL
Walt Disney
DIS
$179B
$66.8M 0.13%
394,600
+106,600
+37% +$19M
SPY icon
131
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$66.5M 0.13%
155,000
-253,600
-62% -$112M
ATVI
132
PUT
DELISTED
Activision Blizzard
ATVI
$66M 0.13%
853,400
+92,000
+12% +$7.69M
NFLX icon
133
CALL
Netflix
NFLX
$311B
$65.5M 0.13%
1,073,000
+526,000
+96% +$28.9M
ADSK icon
134
PUT
Autodesk
ADSK
$53.1B
$64.5M 0.13%
226,300
+51,600
+30% +$15.8M
GM icon
135
PUT
General Motors
GM
$78.4B
$64.4M 0.13%
1,222,000
-213,400
-15% -$11.3M
CI icon
136
PUT
Cigna
CI
$72.4B
$64.2M 0.13%
320,900
+109,700
+52% +$23.9M
AAPL icon
137
Apple
AAPL
$4.45T
$64.1M 0.13%
+453,018
New +$66.7M
XLE icon
138
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$63.3M 0.13%
2,429,000
+985,800
+68% +$24.4M
ISRG icon
139
PUT
Intuitive Surgical
ISRG
$142B
$62.8M 0.12%
189,600
+41,100
+28% +$13.8M
META icon
140
Meta Platforms (Facebook)
META
$1.53T
$62.7M 0.12%
184,887
+126,133
+215% +$45.4M
PNC icon
141
PUT
PNC Financial Services
PNC
$101B
$60.9M 0.12%
311,400
+80,300
+35% +$15.2M
FIS icon
142
PUT
Fidelity National Information Services
FIS
$22.1B
$60.7M 0.12%
499,200
+92,500
+23% +$12.4M
TJX icon
143
PUT
TJX Companies
TJX
$172B
$60.6M 0.12%
918,100
+366,500
+66% +$25.6M
MO icon
144
PUT
Altria Group
MO
$109B
$59.5M 0.12%
1,307,300
-13,400
-1% -$647K
CCI icon
145
PUT
Crown Castle
CCI
$31.3B
$59M 0.12%
340,700
+83,900
+33% +$16.2M
VZ icon
146
CALL
Verizon
VZ
$196B
$58.5M 0.12%
1,083,400
+230,000
+27% +$12.7M
PYPL icon
147
CALL
PayPal
PYPL
$50.5B
$58.1M 0.12%
223,400
+46,400
+26% +$13.2M
LHX icon
148
PUT
L3Harris
LHX
$53.3B
$58.1M 0.12%
263,900
+56,900
+27% +$12.9M
DD icon
149
PUT
DuPont de Nemours
DD
$19.5B
$58M 0.12%
679,875
+206,416
+44% +$19.1M
HCA icon
150
PUT
HCA Healthcare
HCA
$89.1B
$57.7M 0.11%
237,600
+24,000
+11% +$5.87M
4 5
6
7 8

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Capstone Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.

  • Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
  • Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
  • Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
  • Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
  • Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
  • Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
  • Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.

Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.