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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$441M
Cap. Flow %
2.26%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.7%
2 Financials 1.3%
3 Healthcare 1.29%
4 Energy 0.7%
5 Consumer Discretionary 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
126
CALL
JPMorgan Chase
JPM
$912B
$27.6M 0.14%
287,200
+34,600
+14% +$3.4M
AMAT icon
127
PUT
Applied Materials
AMAT
$385B
$27.5M 0.14%
462,900
+129,100
+39% +$7.98M
CSX icon
128
PUT
CSX Corp
CSX
$86.7B
$27.5M 0.14%
1,061,100
+125,700
+13% +$3.1M
TFC icon
129
PUT
Truist Financial
TFC
$58.2B
$27.4M 0.14%
720,400
+133,900
+23% +$5.04M
DE icon
130
PUT
Deere & Co
DE
$186B
$27.1M 0.14%
122,100
+47,000
+63% +$9.08M
PM icon
131
PUT
Philip Morris
PM
$297B
$26.8M 0.14%
358,000
– –
T icon
132
PUT
AT&T
T
$174B
$26.4M 0.14%
1,226,421
-298,033
-20% -$6.66M
QQQ icon
133
CALL
Invesco QQQ Trust
QQQ
$502B
$26.4M 0.13%
95,000
-1,173,500
-93% -$318M
BIIB icon
134
PUT
Biogen
BIIB
$33.6B
$26.2M 0.13%
92,500
+36,700
+66% +$10.2M
DIS icon
135
CALL
Walt Disney
DIS
$183B
$26M 0.13%
209,400
+70,100
+50% +$8.76M
CI icon
136
PUT
Cigna
CI
$71.9B
$25.4M 0.13%
149,800
+11,100
+8% +$1.95M
KLAC icon
137
PUT
KLA
KLAC
$245B
$24.5M 0.13%
1,264,000
+131,000
+12% +$2.59M
CSCO icon
138
Cisco
CSCO
$421B
$24.3M 0.12%
616,190
+577,821
+1,506% +$25.2M
NSC icon
139
PUT
Norfolk Southern
NSC
$70.3B
$24.1M 0.12%
112,400
+15,000
+15% +$3.01M
MNTA
140
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$23.8M 0.12%
+453,362
New +$18.8M
ADBE icon
141
CALL
Adobe
ADBE
$93.6B
$23.7M 0.12%
48,300
-5,200
-10% -$2.42M
AVGO icon
142
CALL
Broadcom
AVGO
$1.68T
$23.4M 0.12%
643,000
+251,000
+64% +$8.41M
NEM icon
143
PUT
Newmont
NEM
$128B
$23.2M 0.12%
366,300
+89,000
+32% +$5.8M
PEP icon
144
CALL
PepsiCo
PEP
$176B
$22.5M 0.12%
162,500
+19,000
+13% +$2.58M
CHTR icon
145
CALL
Charter Communications
CHTR
$12.9B
$22.4M 0.11%
35,900
+15,300
+74% +$9.03M
MU icon
146
PUT
Micron Technology
MU
$1.22T
$22.3M 0.11%
475,900
-49,700
-9% -$2.41M
ZM icon
147
PUT
Zoom
ZM
$26.2B
$22.2M 0.11%
47,200
+31,600
+203% +$10.1M
NOC icon
148
PUT
Northrop Grumman
NOC
$72.5B
$22.1M 0.11%
70,100
+14,800
+27% +$4.83M
ADSK icon
149
PUT
Autodesk
ADSK
$43.8B
$22M 0.11%
95,200
+33,000
+53% +$7.84M
KO icon
150
CALL
Coca-Cola
KO
$378B
$22M 0.11%
444,700
+22,900
+5% +$1.1M
4 5
6
7 8

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors's Q3 2020 filing shows 193 new, 971 increased, 177 reduced and 115 closed positions. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M. The largest sale was Invesco QQQ Trust, an estimated $105M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, down from 95% a quarter earlier, followed by Financials and Healthcare.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.