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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
-$221M
Cap. Flow %
-1.19%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.94%
2 Technology 1.27%
3 Financials 1.05%
4 Healthcare 0.85%
5 Consumer Discretionary 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
126
PUT
Morgan Stanley
MS
$308B
$31.3M 0.17%
611,700
+205,800
+51% +$9.74M
COST icon
127
CALL
Costco
COST
$409B
$31.2M 0.17%
106,200
+41,700
+65% +$12.4M
TGT icon
128
PUT
Target
TGT
$71.5B
$30.9M 0.17%
240,700
+106,500
+79% +$12.5M
CSCO icon
129
CALL
Cisco
CSCO
$421B
$30.4M 0.16%
634,000
+351,900
+125% +$16.4M
NSC icon
130
PUT
Norfolk Southern
NSC
$70.3B
$30.4M 0.16%
156,500
+65,100
+71% +$12.2M
BAC icon
131
Bank of America
BAC
$396B
$30M 0.16%
851,693
+781,352
+1,111% +$25.3M
GILD icon
132
PUT
Gilead Sciences
GILD
$187B
$30M 0.16%
461,000
+105,500
+30% +$6.87M
HUM icon
133
PUT
Humana
HUM
$47.8B
$29.5M 0.16%
80,500
+32,000
+66% +$10.1M
PNC icon
134
PUT
PNC Financial Services
PNC
$90B
$29.5M 0.16%
184,600
+18,900
+11% +$2.84M
TJX icon
135
PUT
TJX Companies
TJX
$143B
$29.4M 0.16%
480,700
+94,700
+25% +$5.6M
CME icon
136
PUT
CME Group
CME
$95.1B
$29.3M 0.16%
145,800
+28,800
+25% +$5.91M
CSX icon
137
PUT
CSX Corp
CSX
$86.7B
$29.3M 0.16%
1,212,900
+495,600
+69% +$11.7M
AMAT icon
138
PUT
Applied Materials
AMAT
$385B
$29.2M 0.16%
478,900
+145,700
+44% +$8.19M
T icon
139
CALL
AT&T
T
$174B
$29.2M 0.16%
989,955
+153,717
+18% +$4.44M
UNH icon
140
CALL
UnitedHealth
UNH
$338B
$29.2M 0.16%
99,200
+15,200
+18% +$3.98M
REGN icon
141
PUT
Regeneron Pharmaceuticals
REGN
$81.1B
$28.7M 0.16%
76,500
+21,100
+38% +$7.1M
ILMN icon
142
PUT
Illumina
ILMN
$40.8B
$26.9M 0.15%
83,474
+15,523
+23% +$4.7M
COP icon
143
PUT
ConocoPhillips
COP
$153B
$26.6M 0.14%
408,900
+90,600
+28% +$5.33M
TFC icon
144
PUT
Truist Financial
TFC
$58.2B
$26.4M 0.14%
468,800
+281,700
+151% +$15.3M
GM icon
145
PUT
General Motors
GM
$72.5B
$26.4M 0.14%
720,900
+244,300
+51% +$8.88M
DE icon
146
PUT
Deere & Co
DE
$186B
$26.2M 0.14%
151,400
+41,200
+37% +$7.1M
SPGI icon
147
PUT
S&P Global
SPGI
$119B
$26.2M 0.14%
96,000
+45,500
+90% +$11.8M
COF icon
148
PUT
Capital One
COF
$123B
$25.8M 0.14%
250,600
+72,300
+41% +$6.97M
EL icon
149
PUT
Estee Lauder
EL
$34.2B
$25.8M 0.14%
124,700
+73,400
+143% +$14.3M
ADP icon
150
PUT
Automatic Data Processing
ADP
$105B
$25.4M 0.14%
148,900
+35,600
+31% +$5.89M
4 5
6
7 8

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors's Q4 2019 filing shows 189 new, 877 increased, 255 reduced and 157 closed positions. Its largest new stake was Costco: 66,964 shares worth $19.7M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $463M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.