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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
126
CALL
American Tower
AMT
$79B
$8.69M 0.11%
54,900
+48,000
+696% +$7.5M
JPM icon
127
CALL
JPMorgan Chase
JPM
$962B
$8.68M 0.11%
88,900
+47,600
+115% +$5.07M
ISRG icon
128
PUT
Intuitive Surgical
ISRG
$142B
$8.62M 0.11%
54,000
+18,600
+53% +$3.15M
CHTR icon
129
PUT
Charter Communications
CHTR
$18.8B
$8.52M 0.11%
29,900
-4,500
-13% -$1.41M
NFLX icon
130
CALL
Netflix
NFLX
$311B
$8.48M 0.1%
317,000
+114,000
+56% +$3.41M
BLK icon
131
PUT
Blackrock
BLK
$178B
$8.45M 0.1%
21,500
+3,300
+18% +$1.35M
VXX
132
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$8.44M 0.1%
180,000
-199,200
-53% -$7.37M
JCI icon
133
CALL
Johnson Controls International
JCI
$93.7B
$8.36M 0.1%
281,900
+21,900
+8% +$723K
BAC icon
134
Bank of America
BAC
$448B
$8.35M 0.1%
338,756
+261,051
+336% +$7.08M
NTRI
135
DELISTED
NutriSystem, Inc.
NTRI
$8.34M 0.1%
+190,029
New +$7.18M
CVS icon
136
PUT
CVS Health
CVS
$120B
$8.24M 0.1%
125,700
+44,500
+55% +$3.32M
MSFT icon
137
Microsoft
MSFT
$3.74T
$8.16M 0.1%
80,362
+53,313
+197% +$5.71M
JPM icon
138
JPMorgan Chase
JPM
$962B
$8.14M 0.1%
83,382
+24,715
+42% +$2.63M
JNJ icon
139
CALL
Johnson & Johnson
JNJ
$626B
$8.1M 0.1%
62,800
-55,100
-47% -$7.69M
TVPT
140
DELISTED
Travelport Worldwide Limited
TVPT
$8.09M 0.1%
+517,850
New +$7.89M
TLRY icon
141
PUT
Tilray
TLRY
$651M
$8.05M 0.1%
+11,410
New +$12.5M
LMT icon
142
PUT
Lockheed Martin
LMT
$138B
$7.99M 0.1%
30,500
+3,200
+12% +$971K
COP icon
143
PUT
ConocoPhillips
COP
$151B
$7.86M 0.1%
126,000
+40,400
+47% +$2.75M
TSRO
144
DELISTED
TESARO, Inc.
TSRO
$7.84M 0.1%
+105,634
New +$5.08M
MDLZ icon
145
PUT
Mondelez International
MDLZ
$78.9B
$7.82M 0.1%
195,300
+63,000
+48% +$2.69M
BABA icon
146
PUT
Alibaba
BABA
$306B
$7.74M 0.1%
56,500
-12,600
-18% -$1.86M
MRK icon
147
CALL
Merck
MRK
$322B
$7.6M 0.09%
104,276
+34,479
+49% +$2.43M
HD icon
148
CALL
Home Depot
HD
$353B
$7.44M 0.09%
43,300
+9,600
+28% +$1.72M
LOW icon
149
PUT
Lowe's Companies
LOW
$124B
$7.43M 0.09%
80,400
+11,700
+17% +$1.13M
WFC icon
150
CALL
Wells Fargo
WFC
$264B
$7.39M 0.09%
160,400
+75,100
+88% +$3.85M
4 5
6
7 8

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.