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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+0.89%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$4.31B
AUM Growth
-$2.77B
Cap. Flow
-$2.34B
Cap. Flow %
-54.41%
Top 10 Hldgs %
42.2%
Holding
510
New
224
Increased
49
Reduced
96
Closed
115

Top Buys

Rank Stock Value
1
FXI icon
iShares China Large-Cap ETF
FXI
+$60.1M
2
PCP
PRECISION CASTPARTS CORP
PCP
+$53.7M
3
PRE
PARTNERRE LTD
PRE
+$44.4M
4
CB
CHUBB CORPORATION
CB
+$30.6M
5
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$30.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$81.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$66.3M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$51.9M
4
DTV
DIRECTV COM STK (DE)
DTV
+$44.1M
5
ANN
ANN INC
ANN
+$36.2M

Sector Composition

Rank Sector Weight
1 Financials 4.59%
2 Industrials 2.04%
3 Communication Services 1.98%
4 Materials 1.23%
5 Consumer Staples 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
126
PUT
iShares Biotechnology ETF
IBB
$9.81B
$3.03M 0.07%
+30,000
New +$3.6M
PM icon
127
CALL
Philip Morris
PM
$290B
$2.96M 0.07%
37,300
-374,300
-91% -$30.8M
GILD icon
128
PUT
Gilead Sciences
GILD
$168B
$2.94M 0.07%
+30,000
New +$3.33M
SBUX icon
129
Starbucks
SBUX
$122B
$2.93M 0.07%
51,498
+1,889
+4% +$106K
VIAB
130
PUT
DELISTED
Viacom Inc. Class B
VIAB
$2.91M 0.07%
67,500
-38,500
-36% -$1.91M
CAT icon
131
CALL
Caterpillar
CAT
$388B
$2.91M 0.07%
44,500
-263,300
-86% -$20.1M
CVX icon
132
CALL
Chevron
CVX
$386B
$2.88M 0.07%
36,500
– –
DIS icon
133
CALL
Walt Disney
DIS
$179B
$2.87M 0.07%
28,100
-179,500
-86% -$19.5M
RH icon
134
RH
RH
$3.46B
$2.69M 0.06%
+28,800
New +$2.84M
NXPI icon
135
CALL
NXP Semiconductors
NXPI
$59.6B
$2.61M 0.06%
+30,000
New +$2.7M
META icon
136
PUT
Meta Platforms (Facebook)
META
$1.53T
$2.45M 0.06%
27,300
-73,700
-73% -$6.76M
NPBC
137
DELISTED
NATL PENN BANCSHARES INC
NPBC
$2.35M 0.05%
+200,000
New +$2.3M
SBUX icon
138
PUT
Starbucks
SBUX
$122B
$2.32M 0.05%
40,900
+25,900
+173% +$1.45M
RAI
139
PUT
DELISTED
Reynolds American Inc
RAI
$2.28M 0.05%
51,600
-51,600
-50% -$2.14M
SBUX icon
140
CALL
Starbucks
SBUX
$122B
$2.27M 0.05%
40,000
+25,000
+167% +$1.4M
MU icon
141
CALL
Micron Technology
MU
$981B
$2.25M 0.05%
+150,000
New +$2.58M
NOK icon
142
Nokia
NOK
$52.7B
$2.24M 0.05%
331,000
-662,200
-67% -$4.35M
AY
143
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$2.22M 0.05%
+134,098
New +$3.2M
ALTR
144
PUT
DELISTED
Altera Corp
ALTR
$2.04M 0.05%
+40,700
New +$2.02M
GILD icon
145
Gilead Sciences
GILD
$168B
$1.96M 0.05%
20,000
+10,000
+100% +$1.11M
SFLY
146
CALL
DELISTED
Shutterfly, Inc.
SFLY
$1.88M 0.04%
52,600
– –
SINA
147
CALL
DELISTED
Sina Corp
SINA
$1.84M 0.04%
+46,000
New +$1.86M
GS icon
148
Goldman Sachs
GS
$301B
$1.82M 0.04%
10,486
+500
+5% +$98K
VIAB
149
DELISTED
Viacom Inc. Class B
VIAB
$1.79M 0.04%
41,477
+30,046
+263% +$1.49M
VIAB
150
CALL
DELISTED
Viacom Inc. Class B
VIAB
$1.73M 0.04%
40,000
– –
4 5
6
7 8

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Capstone Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Investment Advisors held 510 positions worth $4.31B, down 39% from $7.07B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Capstone Investment Advisors withdrew a net $2.34B in Q3 2015, closing 115 positions and reducing 96 holdings. Its most notable exit was Apple, an estimated $81.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, up from 0.97% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Capstone Investment Advisors opened a new position in iShares China Large-Cap ETF worth $54.9M.

  • Capstone Investment Advisors's largest Q3 2015 buy was iShares China Large-Cap ETF: 1,546,981 shares worth $54.9M.
  • Capstone Investment Advisors added most to CITY NATIONAL CORPORATION in Q3 2015, an estimated $13.7M increase.
  • Capstone Investment Advisors's biggest Q3 2015 reduction was iShares MSCI EAFE ETF, cutting an estimated $66.3M.
  • Capstone Investment Advisors fully exited Apple in Q3 2015, selling an estimated $81.3M.
  • Capstone Investment Advisors's ten largest holdings make up 42% of its $4.31B portfolio in Q3 2015.
  • Capstone Investment Advisors opened 224 new positions and closed 115 in Q3 2015.
  • Capstone Investment Advisors's portfolio value fell 39% quarter-over-quarter to $4.31B.

Based on Capstone Investment Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.