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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.63%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$9.16B
AUM Growth
-$756M
Cap. Flow
+$232M
Cap. Flow %
2.53%
Top 10 Hldgs %
59.62%
Holding
651
New
144
Increased
83
Reduced
176
Closed
178

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$344M
2
GLD icon
SPDR Gold Trust
GLD
+$61M
3
F icon
Ford
F
+$30M
4
META icon
Meta Platforms (Facebook)
META
+$24.2M
5
OMC icon
Omnicom Group
OMC
+$20M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$232M
2
VOD icon
Vodafone
VOD
+$19.9M
3
AIG icon
American International
AIG
+$17.4M
4
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$17.2M
5
SHFL
SHFL ENTMT INC
SHFL
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.9%
2 Technology 5.72%
3 Communication Services 1.31%
4 Consumer Staples 1.02%
5 Consumer Discretionary 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAMR icon
126
CALL
Lamar Advertising Co
LAMR
$14.6B
$7.89M 0.09%
+151,100
New +$7.38M
MRO
127
PUT
DELISTED
Marathon Oil Corporation
MRO
$7.78M 0.09%
220,500
-40,200
-15% -$1.43M
MO icon
128
Altria Group
MO
$115B
$7.76M 0.08%
202,136
+19,622
+11% +$724K
AVGO icon
129
PUT
Broadcom
AVGO
$1.68T
$7.75M 0.08%
1,466,000
-400,000
-21% -$1.84M
AAL icon
130
CALL
American Airlines Group
AAL
$9.18B
$7.75M 0.08%
+306,900
New +$7.9M
LEN icon
131
PUT
Lennar Class A
LEN
$19.8B
$7.73M 0.08%
205,385
+168,090
+451% +$5.67M
POT
132
DELISTED
Potash Corp Of Saskatchewan
POT
$7.72M 0.08%
+234,238
New +$7.47M
C icon
133
PUT
Citigroup
C
$225B
$7.72M 0.08%
148,100
-182,600
-55% -$9.24M
WMB icon
134
Williams Companies
WMB
$84.7B
$7.71M 0.08%
+200,000
New +$7.19M
CAR icon
135
CALL
Avis
CAR
$3.83B
$7.68M 0.08%
190,100
+90,100
+90% +$3.02M
HPQ icon
136
PUT
HP
HPQ
$28.2B
$7.29M 0.08%
573,401
+384,029
+203% +$4.41M
AMAT icon
137
PUT
Applied Materials
AMAT
$385B
$7.27M 0.08%
411,300
– –
JCP
138
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$7.26M 0.08%
794,000
-206,400
-21% -$1.72M
MMM icon
139
CALL
3M
MMM
$87.4B
$7.25M 0.08%
61,833
-220,303
-78% -$23.5M
T icon
140
AT&T
T
$174B
$7.23M 0.08%
272,226
-230,008
-46% -$6.05M
AGN
141
DELISTED
Allergan Inc
AGN
$7.22M 0.08%
+65,000
New +$6.21M
AGN
142
CALL
DELISTED
Allergan plc
AGN
$7.11M 0.08%
42,300
-21,400
-34% -$3.35M
CAR icon
143
PUT
Avis
CAR
$3.83B
$7.11M 0.08%
175,800
+75,800
+76% +$2.54M
ORCL icon
144
PUT
Oracle
ORCL
$415B
$7.08M 0.08%
185,000
+59,700
+48% +$2.05M
PEP icon
145
PUT
PepsiCo
PEP
$176B
$7.03M 0.08%
84,800
-100
-0.1% -$8.3K
GS icon
146
CALL
Goldman Sachs
GS
$272B
$6.95M 0.08%
39,200
-152,900
-80% -$25.2M
TXN icon
147
PUT
Texas Instruments
TXN
$254B
$6.85M 0.07%
156,000
-101,700
-39% -$4.26M
HIG icon
148
CALL
Hartford Financial Services
HIG
$33.7B
$6.69M 0.07%
184,600
– –
ORCL icon
149
CALL
Oracle
ORCL
$415B
$6.6M 0.07%
172,500
-23,100
-12% -$794K
YUM icon
150
CALL
Yum! Brands
YUM
$37.8B
$6.55M 0.07%
120,600
+61,900
+105% +$3.18M
4 5
6
7 8

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Capstone Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Capstone Investment Advisors held 651 positions worth $9.16B, down 7.6% from $9.92B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Capstone Investment Advisors's Q4 2013 filing shows 144 new, 83 increased, 176 reduced and 178 closed positions. Its largest new stake was SPDR Gold Trust: 496,794 shares worth $57.7M. The largest sale was Shire pic, an estimated $232M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 94% a quarter earlier, followed by Technology and Communication Services.

  • Capstone Investment Advisors's largest Q4 2013 buy was SPDR Gold Trust: 496,794 shares worth $57.7M.
  • Capstone Investment Advisors added most to Apple in Q4 2013, an estimated $344M increase.
  • Capstone Investment Advisors's biggest Q4 2013 reduction was Vodafone, cutting an estimated $19.9M.
  • Capstone Investment Advisors fully exited Shire pic in Q4 2013, selling an estimated $232M.
  • Capstone Investment Advisors's ten largest holdings make up 60% of its $9.16B portfolio in Q4 2013.
  • Capstone Investment Advisors opened 144 new positions and closed 178 in Q4 2013.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $9.16B.

Based on Capstone Investment Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.