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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWR
1451
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-234,538
Closed -$25.9M
PVTL
1452
DELISTED
Pivotal Software, Inc.
PVTL
– –
-198,000
Closed -$2.95M
PSDO
1453
DELISTED
Presidio, Inc. Common Stock
PSDO
– –
-85,058
Closed -$1.44M
ONCE
1454
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-20,000
Closed -$1.94M
ONCE
1455
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-53,374
Closed -$5.18M
ONCE
1456
PUT
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-25,000
Closed -$2.42M
VSI
1457
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-47,114
Closed -$307K
STI
1458
CALL
DELISTED
SunTrust Banks, Inc.
STI
– –
-30,700
Closed -$2.11M
STI
1459
DELISTED
SunTrust Banks, Inc.
STI
– –
-113,137
Closed -$7.78M
STI
1460
PUT
DELISTED
SunTrust Banks, Inc.
STI
– –
-101,300
Closed -$6.97M
CBM
1461
DELISTED
Cambrex Corporation
CBM
– –
-86,826
Closed -$5.17M
VIAB
1462
CALL
DELISTED
Viacom Inc. Class B
VIAB
– –
-27,100
Closed -$651K
VIAB
1463
DELISTED
Viacom Inc. Class B
VIAB
– –
-187,401
Closed -$4.5M
VIAB
1464
PUT
DELISTED
Viacom Inc. Class B
VIAB
– –
-106,600
Closed -$2.56M
OLBK
1465
DELISTED
Old Line Bancshares, Inc.
OLBK
– –
-21,698
Closed -$629K
AVDR
1466
DELISTED
Avedro, Inc Common Stock
AVDR
– –
-20,899
Closed -$474K
MCRN
1467
DELISTED
Milacron Holdings Corp.
MCRN
– –
-241,296
Closed -$4.02M
LTXB
1468
DELISTED
LegacyTexas Financial Group Inc
LTXB
– –
-32,974
Closed -$1.44M
UBNK
1469
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-59,748
Closed -$814K
CVRS
1470
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-478,232
Closed -$2.05M
MDSO
1471
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-144,759
Closed -$13.2M
ISCA
1472
DELISTED
International Speedway Corp
ISCA
– –
-42,598
Closed -$1.92M
NCI
1473
DELISTED
Navigant Consulting, Inc.
NCI
– –
-107,590
Closed -$3.01M
TYPE
1474
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-120,310
Closed -$2.38M
CBLK
1475
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-76,625
Closed -$1.99M
56 57 58
59
60

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.