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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APC
1451
CALL
DELISTED
Anadarko Petroleum
APC
– –
-27,600
Closed -$1.95M
APC
1452
DELISTED
Anadarko Petroleum
APC
– –
-1,784,928
Closed -$126M
APC
1453
PUT
DELISTED
Anadarko Petroleum
APC
– –
-1,233,200
Closed -$87M
BKS
1454
CALL
DELISTED
Barnes & Noble
BKS
– –
-250,000
Closed -$1.67M
BKS
1455
DELISTED
Barnes & Noble
BKS
– –
-219,064
Closed -$1.47M
CTRL
1456
DELISTED
Control4 Corporation
CTRL
– –
-125,918
Closed -$2.99M
DATA
1457
DELISTED
Tableau Software, Inc.
DATA
– –
-258,177
Closed -$42.9M
WP
1458
DELISTED
Worldpay, Inc.
WP
– –
-101,388
Closed -$12.4M
ARRY
1459
DELISTED
Array Biopharma Inc
ARRY
– –
-109,059
Closed -$5.05M
ARRY
1460
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-151,700
Closed -$7.03M
LEXEA
1461
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-105,237
Closed -$5.03M
BRSS
1462
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-72,370
Closed -$3.17M
HF
1463
DELISTED
HFF Inc.
HF
– –
-101,907
Closed -$4.63M
LABL
1464
DELISTED
Multi-Color Corp
LABL
– –
-53,541
Closed -$2.67M
LLL
1465
CALL
DELISTED
L3 Technologies, Inc.
LLL
– –
-385
Closed -$94K
LLL
1466
PUT
DELISTED
L3 Technologies, Inc.
LLL
– –
-615
Closed -$151K
LION
1467
DELISTED
Fidelity Southern Corporation
LION
– –
-12,168
Closed -$377K
WLL
1468
DELISTED
Whiting Petroleum Corporation
WLL
– –
-184
Closed -$156K
TRCO
1469
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-118,314
Closed -$5.47M
TSS
1470
CALL
DELISTED
Total System Services, Inc.
TSS
– –
-12,700
Closed -$1.63M
TSS
1471
DELISTED
Total System Services, Inc.
TSS
– –
-65,756
Closed -$8.44M
TSS
1472
PUT
DELISTED
Total System Services, Inc.
TSS
– –
-38,300
Closed -$4.91M
EFII
1473
DELISTED
Electronics for Imaging
EFII
– –
-232,342
Closed -$8.58M
RHT
1474
CALL
DELISTED
Red Hat Inc
RHT
– –
-53,400
Closed -$10M
RHT
1475
DELISTED
Red Hat Inc
RHT
– –
-724,092
Closed -$136M
56 57 58
59
60

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.