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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IT icon
1426
Gartner
IT
$11.4B
– –
-3,515
Closed -$973K
IT icon
1427
PUT
Gartner
IT
$11.4B
– –
-14,800
Closed -$4.09M
ITW icon
1428
CALL
Illinois Tool Works
ITW
$83.5B
– –
-1,700
Closed -$307K
ITW icon
1429
PUT
Illinois Tool Works
ITW
$83.5B
– –
-7,000
Closed -$1.26M
IVE icon
1430
iShares S&P 500 Value ETF
IVE
$49.9B
– –
-61,199
Closed -$7.87M
IWM icon
1431
iShares Russell 2000 ETF
IWM
$82B
– –
-57,961
Closed -$10.3M
IYR icon
1432
iShares US Real Estate ETF
IYR
$4.52B
– –
-275,173
Closed -$22.4M
JKHY icon
1433
CALL
Jack Henry & Associates
JKHY
$10.8B
– –
-800
Closed -$146K
JKHY icon
1434
PUT
Jack Henry & Associates
JKHY
$10.8B
– –
-2,400
Closed -$437K
JWN
1435
CALL
DELISTED
Nordstrom
JWN
– –
-11,300
Closed -$189K
JWN
1436
PUT
DELISTED
Nordstrom
JWN
– –
-31,800
Closed -$532K
KHC icon
1437
Kraft Heinz
KHC
$29B
– –
-8,730
Closed -$331K
KO icon
1438
Coca-Cola
KO
$375B
– –
-34,000
Closed -$2.05M
L icon
1439
PUT
Loews
L
$23.3B
– –
-4,500
Closed -$224K
MCD icon
1440
McDonald's
MCD
$195B
– –
-8,896
Closed -$2.35M
MDAI icon
1441
Spectral AI
MDAI
$50M
– –
-200,000
Closed -$1.97M
MKC icon
1442
CALL
McCormick & Company Non-Voting
MKC
$14.3B
– –
-1,600
Closed -$114K
MKC icon
1443
PUT
McCormick & Company Non-Voting
MKC
$14.3B
– –
-4,500
Closed -$321K
MKTX icon
1444
CALL
MarketAxess Holdings
MKTX
$5.72B
– –
-700
Closed -$156K
MKTX icon
1445
PUT
MarketAxess Holdings
MKTX
$5.72B
– –
-400
Closed -$89K
MOH icon
1446
CALL
Molina Healthcare
MOH
$10.6B
– –
-200
Closed -$66K
MOH icon
1447
PUT
Molina Healthcare
MOH
$10.6B
– –
-900
Closed -$297K
MPWR icon
1448
CALL
Monolithic Power Systems
MPWR
$70.3B
– –
-400
Closed -$145K
MPWR icon
1449
PUT
Monolithic Power Systems
MPWR
$70.3B
– –
-200
Closed -$73K
MSCI icon
1450
CALL
MSCI
MSCI
$40.7B
– –
-1,800
Closed -$759K
56 57
58
59 60

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.