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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $54B
1-Year Est. Return 23.5%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+23.5%
3 Year Est. Return
+44.04%
5 Year Est. Return
+34.53%
10 Year Est. Return
+154.24%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$392M
Cap. Flow %
1.31%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.95%
2 Technology 1.35%
3 Healthcare 1.24%
4 Energy 0.44%
5 Financials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
L icon
1426
CALL
Loews
L
$21.4B
$167K ﹤0.01%
+3,700
New +$149K
PWR icon
1427
CALL
Quanta Services
PWR
$97.6B
$166K ﹤0.01%
+2,300
New +$152K
EMN icon
1428
Eastman Chemical
EMN
$7.66B
$165K ﹤0.01%
+1,647
New +$153K
MARK
1429
DELISTED
Remark Holdings, Inc.
MARK
$165K ﹤0.01%
+8,690
New +$119K
COGT icon
1430
Cogent Biosciences
COGT
$5.61B
$164K ﹤0.01%
+14,567
New +$160K
HRB icon
1431
H&R Block
HRB
$5.2B
$164K ﹤0.01%
10,321
-4,038
-28% -$69.7K
PBCT
1432
PUT
DELISTED
People's United Financial Inc
PBCT
$163K ﹤0.01%
+12,600
New +$151K
AHT
1433
Ashford Hospitality Trust
AHT
$16.1M
$162K ﹤0.01%
+626
New +$159K
FRT icon
1434
CALL
Federal Realty Investment Trust
FRT
$9.6B
$162K ﹤0.01%
+1,900
New +$158K
EXPD icon
1435
Expeditors International
EXPD
$24.4B
$161K ﹤0.01%
+1,691
New +$154K
CMS icon
1436
CALL
CMS Energy
CMS
$19.7B
$159K ﹤0.01%
+2,600
New +$163K
WAT icon
1437
Waters Corp
WAT
$42.6B
$159K ﹤0.01%
+643
New +$146K
HOG icon
1438
CALL
Harley-Davidson
HOG
$2.65B
$158K ﹤0.01%
4,300
-4,800
-53% -$165K
VNO icon
1439
CALL
Vornado Realty Trust
VNO
$6.48B
$157K ﹤0.01%
4,200
-5,200
-55% -$190K
VNOM icon
1440
Viper Energy
VNOM
$7.96B
$157K ﹤0.01%
+13,518
New +$131K
VNO icon
1441
Vornado Realty Trust
VNO
$6.48B
$156K ﹤0.01%
4,176
+2,080
+99% +$76K
PBCT
1442
CALL
DELISTED
People's United Financial Inc
PBCT
$155K ﹤0.01%
+12,000
New +$144K
IRM icon
1443
Iron Mountain
IRM
$33.2B
$154K ﹤0.01%
5,233
-23,480
-82% -$652K
XWEL icon
1444
XWELL
XWEL
$7.68M
$153K ﹤0.01%
+6,413
New +$226K
RRD
1445
DELISTED
RR Donnelley & Sons Co.
RRD
$152K ﹤0.01%
+67,426
New +$101K
NCLH icon
1446
Norwegian Cruise Line
NCLH
$6.71B
$151K ﹤0.01%
+5,941
New +$124K
TWI icon
1447
Titan International
TWI
$456M
$151K ﹤0.01%
+31,108
New +$128K
BFH icon
1448
CALL
Bread Financial
BFH
$3.95B
$148K ﹤0.01%
2,506
-4,636
-65% -$233K
ITW icon
1449
Illinois Tool Works
ITW
$78.1B
$146K ﹤0.01%
+716
New +$146K
ZAGG
1450
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$144K ﹤0.01%
+34,504
New +$121K
56 57
58
59 60

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors's Q4 2020 filing shows 425 new, 695 increased, 505 reduced and 154 closed positions. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $358M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Technology and Healthcare.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.